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30 Jan 2012, 3:35 pm by Mandelman
The company is a key gatekeeper for home loans but says its traders are “walled off” from the officials who have restricted homeowners from taking advantage of historically low interest rates by imposing higher fees and new rules. [read post]
26 Jun 2006, 5:14 pm
The fact of the matter is that Marx perfectly well understood this - but he also understood that this was a one sided liberal view of capitalism that equated it purely with exchange. [read post]
12 Jul 2018, 8:53 am by Hedge Fund Lawyer
Digital Asset Matters We see many thought-provoking items in the digital asset sector as the industry moves towards greater institutional infrastructure. [read post]
5 Oct 2011, 7:52 pm by LindaMBeale
No matter how long a speculator holds on to a futures or options contract – again, even if it’s a few seconds –their gains and losses are taxed at a lower, so-called “blended” rate, that is, part at the capital gains rate, part as ordinary income. [read post]
30 Jan 2009, 7:00 pm
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
28 Sep 2016, 6:28 am by Amy Howe
Insider trading, the government explains, “most certainly does involve deception—it involves the failure to tell a party to whom the tipper or trader owes a fiduciary or similar duty that confidential information … is being taken for personal use. [read post]
6 Aug 2008, 6:01 am
Likewise, not one of the witnesses attributed knowledge of that alleged motive to Pai (or Skilling, for that matter). [read post]
23 May 2008, 2:04 am
I know that, at least in theory, government IS the people, but as a practical matter, government has become an entity unto itself and those who control its powers. [read post]
26 Feb 2012, 7:02 pm by Mandelman
  The laughs come from watching the pro per/pro se litigants go up against lawyers from JPMorgan Chase and Wells Fargo, attempting to explain to judges why it matters that the assignment of the deed of trust was illegally notarized, and why it doesn’t matter that they haven’t made their mortgage payment in 36 months. [read post]
4 Aug 2009, 11:22 pm
As I've noted, hearsay is "a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted. [read post]
24 May 2012, 12:28 pm
To make matters worse, Bloomberg was 3rd entrant into a field dominated by Reuters and Telerate/Dow Jones. [read post]
29 Sep 2011, 2:00 am by Kara OBrien
The Settlement Noteholders and the equity committee disputed whether as a matter of fact confidential information was shared with the Settlement Noteholders in violation of that agreement. [read post]
12 Nov 2019, 8:45 am by Tracy Coenen
There’s the little matter of Fraser Perring, a good pal of Marc Cohodes. [read post]
18 Aug 2023, 1:29 pm by John Ross
But, per the Eleventh Circuit, Robinhood's contract with traders gave it the right to do exactly what it did. [read post]
21 Jan 2024, 9:05 pm by renholding
SEC, 446 U.S. 680 (1980). [8] Press Release, SEC, SEC Charges Ontrak Chairman Terren Peizer With Insider Trading (Mar. 1, 2023); In the Matter of Sheng Fu and Ming Xu, Securities Act Release No. 11104, Exchange Act Release No. 95847 (Sep. 21, 2022). [9] In the Matter of Sheng Fu and Ming Xu, Securities Act Release No. 11104, Exchange Act Release No. 95847 (Sep. 21, 2022). [10] See Karen E. [read post]
29 Sep 2011, 2:00 am by Kara OBrien
The Settlement Noteholders and the equity committee disputed whether as a matter of fact confidential information was shared with the Settlement Noteholders in violation of that agreement. [read post]
19 Apr 2015, 4:49 pm by Kevin LaCroix
The authors contend that it is a form of shareholder suit “where the merits actually matter. [read post]
31 May 2011, 3:17 pm by Lawrence Cunningham
When people say things like “we’re not sure,” “we’re uncertain,” or “it’s a matter of judgment,” they are consciously allocating a known risk. [read post]