Search for: "New York Stock Exchange"
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23 Nov 2009, 7:40 am
The New York based company agreed to pay $4.3 million to a group of employees who held Monster stock in their 401(k) plans. [read post]
5 Sep 2021, 9:26 am
SPACs are under attack in litigation file in New York Federal Court, claiming these entities should be closely regulated as investment companies under the ’40 Act. [read post]
5 Jul 2010, 8:58 pm
” _Id._ The class action complaint was filed in the district court for the Southern District of New York and “alleged violations of §§ 10(b) and 20(a) of the Securities and Exchange Act of 1934…, and SEC Rule 10b-5,” _id._, at *4. [read post]
7 Jan 2011, 6:21 am
Chamber of Commerce, the New York Stock Exchange and the Bush Administration’s Treasury Department. [read post]
16 Jun 2010, 7:20 pm
In and out of the car on errands today, I picked up this exchange between NPR's Neal Conan and New Hampshire Senate candidate Bill Binnie: CONAN: One last question - and I don't mean to be too flip, but you'd think the two things would be unpopular in this particular place and in this particular time in this country's history would be New York and stock exchange? [read post]
2 Sep 2009, 5:20 pm
" The largest of the SRO's was the National Association of Securities Dealers, or NASD, which last year took over the regulatory authority of the second largest SRO, the New York Stock Exchange, and became the Financial Industry Regulatory Authority, or FINRA. [read post]
7 Jan 2010, 11:00 am
In addition, the Governor proposed a bold initiative to revive the New York Insurance Exchange that would bring buyers and sellers of complex commercial insurance closer together, providing increased transparency and security for everyone in the process. [read post]
15 Jul 2013, 4:30 am
In early 2013, Bukstel negotiated a deal allegedly worth over $8 million involving the sale of VitaminSpice assets to a New York investor. [read post]
30 Apr 2010, 7:24 am
Tahyar is a partner and member of the New York Financial Institutions Group at Davis Polk & Wardwell LLP. [read post]
5 May 2016, 10:35 am
What you cannot see if that he is also passing the stocks to a shadowy figure in the missing left frame who is labeled “New York Banking Interests. [read post]
29 Oct 2019, 8:56 am
Last week, a New York City panel of arbitrators with the Financial Industry Regulatory Authority (FINRA) unanimously awarded an investor represented by Malecki Law over $200,000 in damages, plus attorneys’ fees of $67,000 and 5% interest dating back to May 2018. [read post]
22 Dec 2009, 10:43 pm
New York Stock Exchange, Inc., — N.E.2d —-, 2009 WL 4840213 (decided December 17, 2009), the worker did not fall. [read post]
2 Apr 2010, 2:37 pm
Brokerage firms’ advertising portrays brokers as trusted members of the family, writes Tara Siegel Bernard in her New York Times article, “Trusted Adviser or Stock Pusher? [read post]
1 Jun 2012, 5:06 am
Image of the Bull and Bear at the Frankfurt Stock Exchange is by Thomas Richter [read post]
22 Jul 2007, 11:37 pm
Source: The New York Law Journal [read post]
6 Oct 2023, 9:38 am
Enlarge / Elon Musk leaves federal court in New York on Thursday, April 4, 2019 after a hearing in a case involving the SEC. [read post]
8 Feb 2012, 7:15 pm
Originally introduced in 2006, the STOCK Act started to generate a lot more interest from lawmakers after the CBS news program 60 minutes reported that members of Congress bought stock in companies while debating on laws that could impact the businesses. [read post]
22 Aug 2014, 8:59 am
The shares of FeedZeBirds were listed on an entity known as the Global Bitcoin Stock Exchange, which operated the Bitcoin stock exchange. [read post]
18 Feb 2009, 11:06 am
Not that this was unexpected, since everyone could see the stock price dip each day to new lows. [read post]
23 Oct 2008, 10:34 pm
Thomson Reuters shares are listed on the New York Stock Exchange, Toronto Stock Exchange, London Stock Exchange and Nasdaq. [read post]
