Search for: "New York Stock Exchange" Results 1101 - 1120 of 3,452
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
17 Mar 2018, 12:00 am by Daniel Hamilton
Jan. 18, 2018), the Southern District of New York dismissed the claims brought by a class of plaintiffs (“Plaintiffs”) against Horizon Pharma PLC (“Horizon”), a number of Horizon’s executives (“Individual Defendants”), and various underwriters (Horizon, Individual Defendants and the underwriters, collectively “Defendants”). [read post]
16 Mar 2018, 11:39 pm
While there are many places in the U.S. actually named Middletown (in Connecticut, in New Jersey, in New York, in Ohio and elsewhere), the Lynds were interested in an idealized conceptual American type, and concealed the identity of the city by referring to it by this term. [read post]
15 Mar 2018, 1:21 pm by Joe
Many New York court opinions as well as many pieces of New York statutory authority hold that co-operative apartments are intangible personal property, given that ownership of such co-ops takes the form of stock. [read post]
15 Mar 2018, 5:57 am by Chris Castle
The streaming behemoth has a lot on the line: Spotify recently moved to go public, filing for a direct listing on the New York Stock Exchange in a money-generating step that some analysts have deemed unconventional. [read post]
15 Mar 2018, 5:00 am by SEClaw Staff
Merrill Lynch Charged With Gatekeeping Failures in the Unregistered Sales of SecuritiesThe SEC settled charges against Merrill Lynch, Pierce, Fenner & Smith Inc. for its failure to perform required gatekeeping functions in the unregistered sales of securities on behalf of a China-based issuer and its affiliates.NYSE to Pay $14 Million Penalty for Multiple ViolationsThe SEC charged the New York Stock Exchange and two affiliated exchanges with… [read post]
14 Mar 2018, 9:02 pm by News Desk
Also in the wake of the outbreaks, Crumpacker was named as a “repeat buyer” for a New York City cocaine-trafficking ring which provided delivery services to customers throughout Manhattan. [read post]
14 Mar 2018, 8:35 am by Gustav L. Schmidt
New York, for example, requires virtual currency exchanges to obtain money transmitter licenses to operate within the state. [read post]
14 Mar 2018, 1:38 am by musicandcopyright
The company will list on the New York Stock Exchange (NYSE) in the next month or so under the symbol SPOT. [read post]
12 Mar 2018, 12:42 am by Kevin LaCroix
Securities and Exchange Commission (“SEC”) issued further interpretive guidance to assist public companies in preparing disclosures about cybersecurity risks and incidents (the “2018 SEC Guidance”). [read post]
11 Mar 2018, 10:01 am by Chris Castle
” Sources close to Vivendi-owned UMG suggest it may have been corporately restricted from making a hypothetical public statement on the matter until Spotify officially confirmed its intention to float on the New York Stock Exchange. [read post]
8 Mar 2018, 1:55 pm by zamansky
The so-called net margin debt was worth 1.31% of the total value of the New York Stock Exchange last year, according to Goldman Sachs data stretching back to 1980, eclipsing the previous peak of 1.27% reached in the buildup to the tech bubble in 2000. [read post]
6 Mar 2018, 12:00 am by Rebecca Stifter
Jan. 10, 2018), the United States District Court for the Southern District of New York granted a motion to dismiss the Consolidated Amended Complaint (“CAC”) of Matthew Atkinson (“Plaintiff”) against Northern Oil and Gas, Inc. [read post]
5 Mar 2018, 6:54 am by John Jascob
On February 23, 2016, Wins represented in an SEC filing that its principal executive offices were located in New York City. [read post]
2 Mar 2018, 8:24 am by Michael J. Giarrusso
Unlike traditional stocks and publicly traded REITs, non-traded REITs do not trade on a national securities exchange. [read post]
2 Mar 2018, 6:09 am
McLeod, Wachtell, Lipton, Rosen & Katz, on Thursday, March 1, 2018 Tags: Appraisal rights, Arbitrage, Delaware cases, Delaware law, Fairness review, In re Appraisal of Dell, In re Appraisal of DFC Global, Merger litigation, Mergers & acquisitions Boardroom Accountability Posted by Michael Garland and Rhonda Brauer, New York City Office of the Comptroller, on Thursday, March 1, 2018 … [read post]
27 Feb 2018, 12:00 am by David Hartley
Jan. 10, 2018), the United States District Court for the Southern District of New York denied securities lawyer Norman T. [read post]
26 Feb 2018, 12:53 pm by admin
About FINRA FINRA is a private corporation that regulates brokerage firms and helps to oversee stock exchanges, including the New York Stock Exchange and NASDAQ. [read post]
26 Feb 2018, 12:02 pm by Joe
The New York City tax attorneys at Mackay, Caswell & Callahan, P.C., have a wealth of expertise with these and other types of transactions. [read post]