Search for: "Private Capital Investments, LLC"
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24 Jun 2013, 1:39 pm
Catherine DeBono Holmes is the chair of JMBM’s Investment Capital Law Group, and has practiced law at JMBM for over 30 years. [read post]
21 Jun 2013, 4:12 pm
It was joined by Novo A/S as co-lead as well as existing investors Novartis Venture Funds, Kearny Venture Partners, Venture Investors LLC, Athenian Venture Partners, Triathlon Medical Ventures, AgeChem Venture and Sigvion Capital Fund. [read post]
21 Jun 2013, 3:30 am
LLC, an investment management and investment banking firm. [read post]
3 Jun 2013, 11:43 am
The firm advises large banks and finance companies on consumer finance strategy; evaluates private equity investments in whole-company and asset transactions; and incubates and launches new businesses. [read post]
24 May 2013, 10:09 am
However, the district court held, none of those items satisfied the requirement under Stoneridge Investment Partners, LLC v. [read post]
13 May 2013, 1:00 pm
Some platforms already began doing business without registering prior to the passage of the JOBS Act, risking federal or state enforcement action or a private lawsuit. [read post]
2 May 2013, 9:08 am
These are my notes from the Private Fund Compliance Forum 2013. [read post]
2 May 2013, 9:08 am
These are my notes from the Private Fund Compliance Forum 2013. [read post]
2 May 2013, 5:09 am
Ghufran Rizvi, COO of Standard Pacific Capital, LLC in San Francisco agrees, “I have known Ms. [read post]
1 May 2013, 12:07 pm
Halfenger, Chief Compliance Officer, Bain Capital LLCGreg Pusch, SVP, Director of Global Regulatory Compliance & CCO, HarbourVest Partners, LLC The US loaded up funds with the new regulatory framework imposed by Dodd-Frank. [read post]
1 May 2013, 12:07 pm
Halfenger, Chief Compliance Officer, Bain Capital LLCGreg Pusch, SVP, Director of Global Regulatory Compliance & CCO, HarbourVest Partners, LLC The US loaded up funds with the new regulatory framework imposed by Dodd-Frank. [read post]
1 May 2013, 9:56 am
These are my notes from the Private Fund Compliance Forum 2013. [read post]
1 May 2013, 9:56 am
These are my notes from the Private Fund Compliance Forum 2013. [read post]
1 May 2013, 9:01 am
Brian Kawakami, Partner, Ascendant Compliance ManagementCharles Lerner, Principal, Fiduciary Compliance Associates LLC, and Editor, The US Private Equity Fund Compliance Guide and The US Private Equity Fund Compliance CompanionJim O’Connor, Chief Compliance Officer, Golden Gate Capital Rule 206(4)-7 specifically requires an annual review of the compliance program. [read post]
1 May 2013, 9:01 am
Brian Kawakami, Partner, Ascendant Compliance ManagementCharles Lerner, Principal, Fiduciary Compliance Associates LLC, and Editor, The US Private Equity Fund Compliance Guide and The US Private Equity Fund Compliance CompanionJim O’Connor, Chief Compliance Officer, Golden Gate Capital Rule 206(4)-7 specifically requires an annual review of the compliance program. [read post]
12 Apr 2013, 10:48 am
Equity indexes, activities, IP Event trading privateers, and companies going private. [read post]
4 Apr 2013, 9:00 am
Brantley Capital Mgmt., LLC et al. [read post]
4 Apr 2013, 9:00 am
Brantley Capital Mgmt., LLC et al. [read post]
27 Mar 2013, 1:43 pm
EB-5 stakeholders must act to protect the integrity of the EB-5 investment market in the wake of the SEC fraud complaint against the International Regional Center Trust of Chicago, LLC. [read post]
27 Mar 2013, 1:43 pm
EB-5 stakeholders must act to protect the integrity of the EB-5 investment market in the wake of the SEC fraud complaint against the International Regional Center Trust of Chicago, LLC. [read post]
