Search for: "Security First Managers, LLC."
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11 Oct 2011, 5:00 am
Acting on his father’s advice, Drew Peterson purchased Mariner’s securities for himself, relatives, the investment advisory firm where he was employed, and Blind Seven LLC, an investment club founded by Drew. [read post]
11 Nov 2013, 3:39 am
In the last two months, the Manhattan-based Appellate Division, First Department, handed down three decisions in derivative lawsuits examining challenges to satisfaction of the demand futility requirement: one involving a Delaware corporation, another involving Delaware LPs and LLCs, and the third involving a New York LLC. [read post]
10 May 2023, 12:55 pm
The post 7 Laws, Rules and Regulations That Protect Investors in the United States appeared first on Zamansky LLC. [read post]
16 Nov 2022, 2:14 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
19 Apr 2024, 1:43 pm
Worden Capital Management LLC Stalin Cruz SW Financial Windsor Street Capital, L.P. [read post]
14 Sep 2023, 6:33 am
The White Law Group, LLC is a nationally recognized law firm specializing in securities fraud, securities arbitration, investor protection, and securities regulation/compliance. [read post]
27 Mar 2012, 5:30 am
About Rocket Matter, LLC Rocket Matter, LLC provides Rocket Matter®, an online legal practice management and time tracking application for small to mid-sized law firms. [read post]
18 Feb 2016, 12:58 pm
Parker MacIntyre, LLC provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
15 Feb 2010, 3:00 am
The definition included conviction for felony or violation of securities laws, fraud, or "a material breach of this Agreement. [read post]
12 Sep 2016, 7:19 pm
AM General Holdings LLC v. [read post]
6 Dec 2022, 8:52 am
In 2021, the Securities and Exchange Commission (“SEC”) announced settled charges against investment adviser VII Peaks Capital, LLC (“VII Peaks Manager”) and its co-owner and managing member, Gurprit Chandhoke (“Chandhoke”), for breaching their fiduciary duty by engaging in transactions that benefitted themselves to the detriment of VII Peaks BDC, a business development company (BDC) managed by VII Peaks… [read post]
22 Sep 2013, 3:30 pm
According to public records, Sorensen is also a managing member of Higher Standard Insurance and Faith Terrace Holdings, LLC, a purported real estate company. [read post]
4 Oct 2022, 6:32 am
Kay is Managing Partner and Founder at Pay Governance LLC. [read post]
20 Sep 2018, 2:27 pm
Also facing SEC charges are Jezierski, Merrill, and Ledford’s numerous entities, including: Delmarva Capital, LLC LLC Rhino Capital Group, LLC Global Credit Recovery, LLC Riverwalk Financial Corporation Rhino Capital Holdings, DeVille Asset Management LTD The SEC wants disgorgement, prejudgment interest, and financial penalties. [read post]
29 Mar 2017, 6:59 am
Glick with Defrauding Seniors appeared first on White Securities Law. [read post]
8 Jul 2020, 8:36 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
8 Jul 2020, 9:57 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
2 Apr 2020, 12:00 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
14 Feb 2019, 11:17 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
2 Mar 2020, 6:58 am
REI Energy LLC is a privately owned oil and natural gas exploration and production company headquartered in Richardson, Texas that reportedly specializes in the acquisition, development, and management of conventional and unconventional oil and gas properties. [read post]
