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18 Aug 2017, 10:35 am by Rebecca Tushnet
Jackson began working with Left Coast, a former distributor of NPK’s products, to launch a competitive product line using Yeti’s frequency water. [read post]
24 Jan 2020, 1:00 am by Kevin LaCroix
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
13 Dec 2010, 5:01 am by Kelly
(Chicago IP Litigation Blog) International Game Technology – Department of Justice busts planned counterfeit slot machines operation (ArsTechnica) US Trademarks Enhancing electronic communications for trademarks (Director’s Forum) US Trade Marks – Decisions 9th Circuit: Naked license in trademark leads to abandonment: FreeCycle Sunnyvale v. [read post]
2 May 2011, 9:08 pm by Justin McLachlan
As recently as November, Kandi's shares were trading for as much as $7.25, giving the company a market capitalization of nearly $160 million. [read post]
17 Dec 2023, 9:03 pm by renholding
An important part of the Commission’s responsibility is determining how best to deploy the resources that Congress entrusts to us. [read post]
23 Aug 2008, 1:23 am
Please join the discussion by adding your comments on any of these stories, and please do let us know if you think we’ve missed something important, or if there is a source you think should be monitored. [read post]
16 Jan 2020, 5:45 am by Charles Sartain
How he did it: A foreign exchange trader who supervised HSBC Bank’s foreign exchange business, Johnson manipulated foreign-exchange rates as the transaction was about to close by trading Sterling, Euros and Dollars, from which he generated significant profits. [read post]
16 Apr 2009, 1:44 pm
" He has sued Gary Weiss, the Securities and Exchange Commission, and Yahoo claiming among other things delusional criminal conspiracies singling out Jews, in particular. [read post]
3 Jul 2013, 2:55 pm by nedaj
Metropolitan West Asset Management, LLC highlights at least two important take-aways with respect to the cash solicitation rule. [read post]
21 Oct 2008, 8:23 am
" (First Franklin Square Assocs., LLC v Franklin Square Prop. [read post]
19 May 2022, 9:03 am by The White Law Group
       To learn more, please see: Risks of Investing in Leveraged and Inverse Exchange-traded Funds (ETFs) The post Investor Alert: Direxion Daily 7-10 Year Treasury Bull 3x Shares (TYD) appeared first on The White Law Group. [read post]
15 Jul 2017, 6:16 am by Dan Harris
I will start out by talking about some of the main issues to consider when looking at Chinese companies that trade publicly overseas, by quoting liberally from Thinking Clearly About Chinese Companies Listed On US Stock Exchanges. [read post]
5 Jan 2011, 1:11 am by Falk Metzler
 As to the question, why the OSI filed its complained in Germany, Groklaw discovered in an Amended Proxy Statement Pursuant Section 14(a) of the US Securities Exchange Act, filed with the US Stock Exchange Supervisory Authority (SEC), that the closing of the Atachmate/Novell merger is subject to the satisfaction or waiver of each of a number of conditions, among which is  the receipt of all consents under other applicable antitrust laws, including the… [read post]
3 Apr 2007, 7:17 am
  […]   The company’s stock, which traded at $31.59 a share at the end of last year, was de-listed by the New York Stock Exchange in mid-March, and its shares closed down $1.55 on Friday to $1.66 in the over-the-counter market. [read post]
16 Jun 2017, 6:19 am
Krug, University of Washington School of Law, on Wednesday, June 14, 2017 Tags: Broker-dealers, DOL, Donald Trump, ERISA, Fiduciary duties, Fiduciary rule, Financial regulation, Incentives, Investment advisers, Investor protection, SEC, Securities regulation Government Leaks Lead to Landmark Insider Trading Case Posted by Ken Herzinger and Stephanie Albrecht, Orrick, Herrington & Sutcliffe LLP, on Wednesday, June… [read post]
9 Jul 2012, 1:11 pm
Alice Corporation got patents on a computerized trading platform that ameliorates settlement risk. [read post]