Search for: "WELLS FARGO & COMPANY" Results 1101 - 1120 of 1,788
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12 Aug 2010, 8:46 am by admin
  Bank of America, JPMorgan and Wells Fargo are making life harder for local bankers. [read post]
31 Mar 2011, 4:10 am by Broc Romanek
Shareholder Proposals: Incentive Compensation & Risk Report Excludable If Too Broad And here is something that I blogged last week on CompensationStandards.com's "The Advisors' Blog": Recently, Corp Fin posted this no-action response to Wells Fargo regarding a shareholder proposal that asked the company to prepare a report "to describe the board's actions to ensure that employee compensation does not lead to excessive and unnecessary… [read post]
16 Nov 2023, 9:04 am by Silver Law Group
Collecting over $400 million in combined civil penalties from twenty-five broker-dealers, advisory firms, and credit rating agencies for violations of federal recordkeeping requirements, including: Wells Fargo Bank Scotia Capital HSBC Global technology company ABB, Ltd, agreed to pay a $75 million civil penalty to resolve charges related to an alleged bribery scheme Companies that engaged in self-reporting, self-policing, remediation, and cooperation with SEC… [read post]
8 Aug 2021, 9:21 am by Florian Mueller
By the way, patent law is exclusively federal law...A couple of months ago, a Nokia policy officer noted on LinkedIn that Apple opposes value-based (ad valorem, percentage of sales) SEP royalties but taxes app developers at a rate of 30% (which Judge Yvonne Gonzalez Rogers accurately summed up in her examination of Apple CEO Tim Cook as "charging the gamers to subsidize Wells Fargo"). [read post]
29 Jan 2015, 5:05 am by Mack Sperling
The glaring outlier in the history of these fee awards in the Business Court is the $1 million plus awarded by the Court in the litigation over the Wachovia/Wells Fargo merger litigation, which is now before the NC Court of Appeals. [read post]
27 May 2020, 3:03 am by Lynn Jokela
For a time, independent chair proposals seemed as if they could achieve majority votes, and CEO/chair separations could take place, in this industry, as they had for financial companies that shared responsibility for significant national crises, such as Bank of America and Wells Fargo. [read post]
25 Jul 2012, 1:14 pm by LindaMBeale
  See the story about a bank analyst's conclusion that Wells Fargo was making more money for shareholders by providing lousier service to its customers. [read post]
1 May 2009, 5:21 am by Carmen Dellutri
., Bank of America and Wells Fargo took a combined $95 billion dollars from the taxpayers. [read post]
14 Nov 2010, 10:22 am by Salcido
While some of the bigger banks such as Wells Fargo and Bank of America are not yet offering small and short term loans, many other regional banks are. [read post]
25 Feb 2016, 5:33 am by Adam Weinstein
However, banks like Citigroup, Barclays, and Wells Fargo made an estimated $1.1 billion in fees for selling these products to investors. [read post]
23 Jul 2006, 2:19 pm
Banks (offering special needs trusts) - Wells Fargo, US Bank. [read post]
27 Feb 2016, 12:32 pm by Adam Weinstein
However, banks like Citigroup, Barclays, and Wells Fargo made an estimated $1.1 billion in fees for selling these products to investors. [read post]
5 Feb 2019, 2:59 am by Liz Dunshee
Remember that a few years ago in a different kind of scandal, Wells Fargo started off with forfeitures – and eventually also clawed back pay. [read post]
1 Jul 2019, 12:46 pm by Silver Law Group
  Morgan Keegan & Company, Inc   Avent, Meiewyn   Alliance-One Investments, LLC   Metlife Investors Distribution Company   Bougopoulkos, Nicholas   Wells Fargo Securities, LLC   Stifel Financial Corp   Cook, Marian   Farmers Financial Solutions, LLC   Corley, Robert   Fidelity Brokerage Services LLC   Redstone Securities, Inc   Detamore, Craig   Allstate Financial Services, LLC  … [read post]
28 Jan 2015, 4:34 am by David DePaolo
George Sinner, D-Fargo, has introduced a companion measure, Senate Bill 2256.It's early in the legislative season. [read post]
6 Apr 2016, 9:36 pm by Donna Bader
Other corporations, such as American Airlines, Google, Biogen, Dow Chemical, Red Hat, Wells Fargo, Lowe’s, Facebook, Twitter, IBM, Yelp, Salesforce.com and Apple, are also protesting, along with 100 companies. [read post]