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19 Jan 2019, 11:41 am
Schmidt, Formerly of Wells Fargo, Allegedly Orchestrated a Million Dollar Ponzi Scheme John Schmidt, 67, and formerly of Wells Fargo, allegedly ran a $1 million Ponzi scheme, according to a statement from the office of the prosecuting attorney of Montgomery County, Ohio under review by investor rights attorney Alan Rosca. [read post]
18 Jan 2019, 2:07 pm
Wells Fargo has made its recruiting packages more generous than ever. [read post]
18 Jan 2019, 9:35 am
(CRD #6694) of Garden City, NY, Wells Fargo Advisors, LLC (CRD #19616) of Melville, NY, and David Lerner Associates, Inc. [read post]
16 Jan 2019, 1:30 pm
America’s naughtiest lender will stay under Fed punishment for the whole year. [read post]
15 Jan 2019, 7:19 am
Previous employment included Wells Fargo Advisors, LLC from Jan 2008 to November 2011, Wachovia Securities, LLC from January 2008 to May 2009 and A. [read post]
10 Jan 2019, 8:16 am
Wells Fargo Bank – United States District Court – District of Colorado – January 8th, 2019) involves a claim of disability discrimination and invasion of privacy by the plaintiff against her former employer. [read post]
9 Jan 2019, 10:10 am
McCarthy Holthus LLP, on behalf of its client Wells Fargo, sent Dennis Obduskey such a notice in 2014. [read post]
7 Jan 2019, 9:01 pm
Then the enormous pressure on them to trade will be reduced to avoid the violations such as the Wells Fargo example. [read post]
4 Jan 2019, 12:29 pm
For two years! [read post]
4 Jan 2019, 6:56 am
Schmidt, Formally of Wells Fargo Advisors in Dayton, Ohio Charged with Running Ponzi Scheme appeared first on Stoltmann Law. [read post]
3 Jan 2019, 11:33 am
Before Wells Fargo, Schmidt was registered with Stifel, Nicolaus, & Co. [read post]
3 Jan 2019, 5:57 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrick, Tabor FBL Marketing Services, LLC Allstate Financial Services, LLC Conklin, Jeffrey The Huntington Investment Company American General… [read post]
3 Jan 2019, 5:54 am
Inc Flores, Daniel Woodbury Financial Services, Inc Princor Financial Services Corp Giraldo, Jose Merrill Lynch, Pierce, Fenner & Smith Inc David Lerner Assoc, Inc Heitz, Donald LPL Financial LLC First Command Financial Planning, Inc Jenkins, Elisabeth LPL Financial LLC ESL Investment Services, LLC Krize, Joshua Wells Fargo Clearing Services, LLC Country Capital Management… [read post]
2 Jan 2019, 11:39 am
Schmidt was reportedly working at Schmidt Investment Strategies Group while he was registered with Wells Fargo Advisors Financial since 2006. [read post]
31 Dec 2018, 10:27 am
Wells Fargo Sec., LLC, 797 F.3d 160, 189-91 (2d Cir. 2015). [read post]
31 Dec 2018, 8:03 am
In August 2015, Obduskey sued McCarthy and Wells Fargo for violations of the FDCPA and Colorado law. [read post]
28 Dec 2018, 1:23 pm
Maryland will receive a portion of a $575 million settlement between Wells Fargo and all 50 states and the District of Columbia to settle claims the bank violated state consumer protection laws, state Attorney General Brian E. [read post]
28 Dec 2018, 7:13 am
$575 Million Wells Fargo SettlementOn December 28, 2018, Wells Fargo Bank, N.A. entered into a $575 million settlement with all 50 states and the District of Columbia http://brokeandbroker.com/PDF/WF1812SettlAg.pdf that effectively resolves investigations by the states Attorneys General into: Force-Placed Collateral Protection Insurance; Guaranteed Asset/Auto Protection; Mortgage Rate Lock; andSales Practices related to i) consumer and small… [read post]
21 Dec 2018, 8:47 am
., as Substitute Trustees for Wells Fargo Bank, N.A. [read post]
19 Dec 2018, 12:05 pm
It's a demand by public customers for $7.8 million in damages from Morgan Stanley Smith Barney and Wells Fargo Advisors. [read post]
