Search for: "Any Other agents and employees of Development Services" Results 1121 - 1140 of 1,491
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
17 Jul 2012, 2:00 am by Kara OBrien
Without admitting or denying the staff allegations, Blum agreed to the issuance of the SEC’s cease-and-desist order and prohibition for a period of 12 months from associating with any broker-dealer, investment adviser, municipal securities dealer, or transfer agent; serving or acting as an employee, officer, director, member of an advisory board, investment adviser, or depositor of, or principal underwriter for, a registered investment company or affiliated person of… [read post]
6 Jul 2012, 12:12 am by Tessa Shepperson
Last week’s introduction on the Communities and Local Government website of the “Right to Challenge” element of Localism This is the procedural machinery that allows community groups, individuals, council employees, social enterprise business’s to challenge their local authority on the running of services. [read post]
29 Jun 2012, 6:47 am by Jordan Furlong
I’ve written elsewhere that if you have an irreplaceable employee, your goal as a manager is to make that employee replaceable. [read post]
19 Jun 2012, 8:33 am by William McGrath
In order to keep up with regulatory developments and specific risks, the policies were updated regularly. [read post]
15 Jun 2012, 11:30 am by William McGrath
In the last month, there were a number of interesting developments in FCPA cases, with mixed results for prosecutors and defendants. [read post]
11 Jun 2012, 12:13 pm by Robert M. Jaworski
Provide for training of appropriate persons (including employees, agents and brokers) concerning their responsibilities under the program. [read post]
30 May 2012, 1:37 pm by Peter Rost
He also provides consulting services on corporate therapeutics and ethics guidelines. [read post]
29 May 2012, 10:06 am by Rebecca Tushnet
  In fact, Ony alleged, it didn’t think the doctor-authors actually wrote the article; some other agents of the manufacturer/seller did. [read post]
25 May 2012, 12:59 am by FDABlog HPM
”  Among other things, FDA would be required to “analyze the recommendations for improvement opportunities identified in the assessment, develop and implement a corrective action plan, and ensure its effectiveness. [read post]
21 May 2012, 6:53 am by Rebecca Tushnet
”  On at least two occasions, employees allegedly responded to complaints by falsely stating or implying a NACA affiliation. [read post]
20 May 2012, 10:18 am by Michael Schmidt
•An employer is prohibited from requesting or requiring an applicant or employee to “disclose any user name, password, or other means for accessing a personal account or service through” a computer, telephone, PDA, or similar device. [read post]
18 May 2012, 11:37 am by Diane Polscer
The Real Estate Professional Errors and Omissions Policy at issue provided coverage for the insured company and “any person who is or becomes [the insured’s] partner, officer, director, employee or independent contractor during the policy period” but “only while rendering professional real estate services on [the insured’s] behalf for others. [read post]
16 May 2012, 3:00 am by Ted Folkman
It was the developer of “CoreBright,” a fiber used in fiber-optic sensing. 1 Daniel Homa and Robert Harman were Baker Hughes employees. [read post]
10 May 2012, 9:12 am by Mark S. Nelson
·        FAQ 4 — The JOBS Act bars a registered funding portal from: (1) giving investment advice or making recommendations, (2) soliciting purchases, sales, or offers to buy securities offered or displayed on its website or portal, (3) compensating employees, agents, or others for solicitations or based on sales of securities displayed or referenced on its website or portal, (4) handling investors’ funds or securities,… [read post]
7 May 2012, 1:19 pm by Michael Schmidt
  An employer is prohibited from requesting or requiring an applicant or employee to “disclose any user name, password, or other means for accessing a personal account or service through” a computer, telephone, PDA, or similar device. [read post]