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8 Apr 2022, 5:50 am
Securities and Exchange Commission, on Friday, April 1, 2022 Tags: Capital formation, Investor protection, IPOs, LLCs, Mergers & acquisitions, SEC, Securities regulation, SPACs, Special purpose vehicles The SEC’s Proposed New Short Disclosure/Sale Requirements Posted by Kevin J. [read post]
14 Dec 2018, 6:06 am
Securities and Exchange Commission, on Friday, December 7, 2018 Tags: Brexit, Capital formation, Cybersecurity, Investor protection, LIBOR, Proxy voting, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation, Shareholder voting CEO Transitions: Mitigating Risks and Accelerating Value Creation Posted by Rusty O’Kelley, Russell Reynolds Associates, on Sunday, December 9, 2018 … [read post]
11 Mar 2009, 2:17 pm
The sons turned their father into federal authorities, according to their lawyer, Martin Flumenbaum. [read post]
24 Aug 2012, 4:29 am by SHG
© 2012 Simple Justice NY LLC. [read post]
30 Dec 2011, 1:23 pm by admin
Lockheed Martin Corp., ARB No. 10-050, ALJ No. 2008-SOX-049 (ARB February 28, 2011) (applying an appropriately broad reading of SOX where whistleblowers are not required to allege shareholder fraud to receive SOX’s protection – an allegation of mail or wire fraud is sufficient). [read post]
6 Mar 2007, 4:10 am
Brodie, partners at Pillsbury Winthrop Shaw Pittman, review recent decisions by New York's intermediate appellate courts, including a ruling that a member of a limited liability company has standing to bring a derivative suit even though the LLC Law does not specifically grant such a right, another that banks may report a forged check on a customer's account orally, and one that held the city immune from suit over notification of a teacher's tuberculosis diagnosis. … [read post]
21 Apr 2018, 5:05 am by SHG
Copyright © 2007-2018 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
8 Apr 2022, 5:50 am
Securities and Exchange Commission, on Friday, April 1, 2022 Tags: Capital formation, Investor protection, IPOs, LLCs, Mergers & acquisitions, SEC, Securities regulation, SPACs, Special purpose vehicles The SEC’s Proposed New Short Disclosure/Sale Requirements Posted by Kevin J. [read post]
8 Dec 2010, 4:20 am by SHG
  If he somehow finds himself in, say, New Jersey rather than old, his chances for a fair shake aren't very good.H/T CharonQC © 2010 Simple Justice NY LLC. [read post]
5 Mar 2016, 5:22 am by SHG
  And how will they find each other when every street is named Martin Luther King Boulevard? [read post]
28 Oct 2016, 1:00 am
Holderness, Boston College, on Tuesday, October 25, 2016 Tags: Boards of Directors, Common-law claims, International governance, Investor protection, Ownership structure,Securities regulation Broadening Noteholders’ Ability to Receive Redemption Premiums Following Indenture Defaults Posted by Gregory Fernicola, Skadden, Arps, Slate, Meagher & Flom LLP, on Tuesday, October 25, 2016 Tags: Bankruptcy, Bondholders, Bonds, Covenants, Debt, Debt securities, Debtor-creditor law, Defaults,… [read post]
28 Jul 2015, 4:32 am by SHG
Copyright © 2015 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]