Search for: "Capital Funding, LLC "
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5 Mar 2019, 10:03 am
American Capital Partners, LLC Arete Wealth Management, LLC Arkadios Capital Ascendant Alternative Strategies, LLC Ausdal Financial Partners, Inc. [read post]
5 Mar 2019, 6:54 am
As previously reported, both the SEC and FINRA have reportedly commenced investigations into GPB Capital Holdings, LLC (“GPB”). [read post]
4 Mar 2019, 10:31 am
[contact-form-7] Contact UsShow less GPB Capital Holdings Yet to File Financial Statements with the SEC for Two of its Largest Funds GPB Capital Holdings has reportedly not yet filed financial statements with the SEC for two of its largest funds, the SEC notes. [read post]
3 Mar 2019, 5:53 am
The Delaware Court of Chancery dismissed counterclaims brought against the real Armie Hammer[s] Plaintiffs, brothers Tyler and Cameron Winklevoss, through Winklevoss Capital Fund, LLC, made a substantial investment in an upstart magazine operated by Defendant, Treats! [read post]
1 Mar 2019, 4:00 am
With that backdrop, we are pleased to present our Top Ten Regulatory and Litigation Risks for Private Funds in 2019. https://www.privateequitylitigation.com/2019/02/the-top-ten-regulatory-and-litigation-risks-for-private-funds-in-2019/ How I Learned to Stop Worrying and Learned to Love Form ADV by Hardin Compliance Consulting LLC After last year’s material amendments to the Form ADV, investment advisers can breathe a sigh of relief; the SEC made… [read post]
21 Feb 2019, 2:04 pm
Several of the banks named in Philadelphia’s complaint were also among the banks were sued last year by Edelweiss Fund LLC on behalf of the states of Illinois, Massachusetts, New York, and California. [read post]
21 Feb 2019, 6:31 am
., and Lion Share Tax Services, LLC, to raise $1 million from a variety of investors. [read post]
20 Feb 2019, 9:00 am
It can be argued that higher education is an investment in human capital, similar to investments in physical capital. [read post]
19 Feb 2019, 6:56 am
Strategic Realty Capital, LLC, 2019 WL 384000 (M.D. [read post]
18 Feb 2019, 2:34 pm
” The order also halted ongoing “pre-ICO” sales by the company, Blockvest LLC and its founder, Reginald Buddy Ringgold, III. [read post]
18 Feb 2019, 11:05 am
Aurelius Investment, LLC, (“Aurelius”) a hedge fund with significant investments in Puerto Rico bonds and Assured Guaranty Corporation (“Assured”), a monoline insurer of billions in Puerto Rico debt, filed a constitutional challenge to the Board once it made the decision to file for Title III protection. [read post]
15 Feb 2019, 6:14 am
Fund Manager Directive, Earnings management, Engagement, ESG, F&C Management, Fund managers, Hedge funds, Institutional Investors, Management, Mergers & acquisitions, Proxy contests, Shareholder activism, Shareholder voting Is There a First-Drafter Advantage in M&A? [read post]
13 Feb 2019, 1:45 pm
First, a little background: In 2008, the FTC settled its lawsuit against BlueHippo Funding LLC, BlueHippo Capital LLC (together, “BlueHippo”), as well as the sole owner of both companies, Joseph Rensin. [read post]
12 Feb 2019, 10:44 am
In 2010, Capital Premium exhausted the line of credit that funded its operations. [read post]
11 Feb 2019, 8:50 pm
… Sarah Bradley, co-founder of a private equity fund called Kainos Capital, LLC, claimed in Delaware Chancery Court two weeks ago that two of her fellow co-founders, aided by the fund’s chief financial officer, cheated her out of her ownership stake and management role in the fund. [read post]
10 Feb 2019, 8:27 am
Weiss is Chief Investment Officer and Managing Partner at Short Hills Capital Partners LLC. [read post]
8 Feb 2019, 6:04 am
Potential Changes to Fund of Funds Arrangements Posted by Thomas Hiller, Brian McCabe, and Edward Baer, Ropes & Gray LLP, on Friday, February 1, 2019 Tags: Exchange-traded funds, Investment advisers, Investment Advisers Act, Investor protection, Risk management, SEC, SEC rulemaking, Section 12(d), Securities regulation The Latest on Proxy Access Posted by Holly J. [read post]
7 Feb 2019, 7:07 am
His previous employers include Morgan Stanley (CRD #149777), RBC Capital Markets, LLC (CRD #31194) and Ferris, Baker Watts, LLC (CRD #285), also of Frederick, MD. [read post]
6 Feb 2019, 6:00 am
Texas, for example, allows for deductions for cost of goods sold (COGS) or worker compensation, while Nevada permits firms to deduct 50 percent of a firm’s Commerce Tax liability over the previous four quarters from payments for the state’s payroll tax.[21] Gross receipts taxes usually apply to C corporations, but some, such as Texas’ Margin Tax, apply to C corporations and pass-through firms such as LLCs and S corporations.[22] Nearly all states use gross receipts [read post]
2 Feb 2019, 7:11 am
On December 20, 2018, the staff (the “Staff”) of the Securities and Exchange Commission (“SEC”) granted conditional no-action relief to Madison Capital Funding LLC (“Madison”), an investment adviser registered with the SEC, from certain requirements under Rule 206(4)-2 (the “Custody Rule”) under the Investment Advisers Act of 1940 (the “Advisers Act”) in connection with Madison’s… [read post]
