Search for: "Capital Industries, Inc."
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10 Jan 2019, 12:53 pm
Fifth Third Securities Inc. [read post]
10 Jan 2019, 7:58 am
Matthew Baltz has 4 disclosures during his 22 years of experience in the securities industry, FINRA states, and has worked at 9 firms including the following: • Cambridge Investment Research, Inc., Auburn, California— February 28, 2014 – December 31, 2017 • Investors Capital Corp., Auburn, California— August 17, 2011 – March 18, 2014 • Securities America, Inc., Auburn, California— January 23, 2009 –… [read post]
8 Jan 2019, 7:32 am
David Volpe has worked for 22 years in the securities industry, and has worked at four different firms in Arizona, FINRA notes. [read post]
8 Jan 2019, 4:59 am
The law firm is paid to safeguard escrow deposits in a film industry case. [read post]
7 Jan 2019, 2:35 pm
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
7 Jan 2019, 3:36 am
The case, which began in 2014, involves a dispute between the two, 50% members of a Delaware LLC known as Daily Funder, LLC which, before the falling out, operated a New York-based trade magazine and website devoted to the merchant cash advance and alternative lending industry. [read post]
31 Dec 2018, 9:52 am
(CRD #10083) of Red Bank, NJ, Spartan Capital Securities, LLC (CRD #146251) and Portfolio Advisors Alliance, Inc. [read post]
30 Dec 2018, 3:03 am
” In a very big case that had divided the music industry, music experts, musicologists and indeed legal commentators, the US Court of Appeals for the Ninth Circuit upheld the 2015 jury verdict which found that Robin Thicke and Pharrell Williams' 2013 hit 'Blurred Lines' had infringed on the copyright in Marvin Gaye's 1977 song 'Got To Give It Up'. [read post]
28 Dec 2018, 6:24 am
According to BrokerCheck records financial advisor Peter Bittermann (Bittermann), currently employed by Westminster Financial Securities, Inc. [read post]
27 Dec 2018, 8:56 am
., Inc., 325 U.S. 419, 424–25 (1945); 29 C.F.R. [read post]
27 Dec 2018, 8:44 am
Additional Resources: State-backed Financial Institution (Public Bank) for the State of California Servicing the Cannabis Industry Feasibility Study 2018, Dec. 6, 2018, Level 4 Ventures, Inc., on behalf of California Treasury Department More Blog Entries: California Marijuana Company Siphons Uber, Lyft Workers for Cannabis Deliveries, Dec. 10, 2018, Los Angeles Marijuana Lawyer Blog [read post]
23 Dec 2018, 7:53 am
No. 15) and Defendant Transworld Systems Inc.'s ("TSI") joinder to the motion (Dkt. [read post]
23 Dec 2018, 4:01 am
Tax: Deemed TrustsCallidus Capital Corp. v. [read post]
22 Dec 2018, 8:23 am
From August 2012 until August 2017 Kelly was associated with Capital Financial Services, Inc. [read post]
18 Dec 2018, 12:40 pm
In its Public Statement, the SEC referred to two recent enforcement actions against Paragon Coin, Inc. and CarrierEQ, Inc. [read post]
17 Dec 2018, 3:14 pm
Imagine an entire industry rising up where just about everything related to that industry is blatantly unlawful and often flat-out fraudulent. [read post]
15 Dec 2018, 8:40 am
Hightower entered the securities industry in 1994. [read post]
13 Dec 2018, 12:04 pm
The White Law Group announces the filing of a FINRA Arbitration claim against Capital Financial Services, Inc. [read post]
6 Dec 2018, 11:55 am
According to the self-regulatory authority (SRO), broker Frank Dietrich sold 58 investors $10M of promissory notes that came from the Woodbridge Group of Companies. 30 of these investors were clients of Quest Capital Strategies, Inc., which was Dietrich’s brokerage firm at the time of the sales. [read post]
6 Dec 2018, 10:11 am
March 2010 until August 2015 Pepe was associated with JHS Capital Advisors, LLC. [read post]
