Search for: "Day v. United Securities Corporation"
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15 Dec 2017, 9:01 am
As we prepare for a new year, we also reflect on an eventful 2017 year that included the emergence of a new asset class, a steady upswing in the stock market, and proposed legislation to revise the United States tax code. [read post]
1 Jul 2010, 5:20 pm
”On September 9th last year, Stevens engaged in a classic version of advocacy-by-interrogation during the argument of Citizens United v. [read post]
15 Mar 2010, 10:14 am
”On September 9th last year, Stevens engaged in a classic version of advocacy-by-interrogation during the argument of Citizens United v. [read post]
2 Dec 2009, 10:38 pm
But on October 16, 2009 (mere days after I and our local NYC counsel had just secured a Rule B order from a New York court against a Russian fishing company that owed my client money) the Federal Court of Appeals, in the case of The Shipping Corporation of India v. [read post]
18 Dec 2023, 2:48 pm
RIAs or managers filing as exempt reporting advisers (“ERAs”) with the SEC or a state securities authority must file an annual amendment to their Form ADV within 90 days of the end of their fiscal year. [read post]
22 Mar 2021, 7:45 am
United States v. [read post]
21 Dec 2011, 5:17 am
And he was arrested on Sunday, and Christmas is only days away. [read post]
2 Sep 2013, 1:24 pm
READ PARTS I-V (pp. 101-138 in SSRN version).We have been unpacking what might at first appear to be a rather straightforward inquiry: "what is law?" [read post]
14 May 2012, 3:00 am
(SAA), United Anesthesia, P.C. [read post]
10 Feb 2014, 3:06 am
In November 2013, at which point all the condominium units had been sold, plaintiff filed suit primarily seeking declaratory and injunctive relief to enforce its claimed promote of approximately $840,000. [read post]
3 Nov 2014, 4:00 am
American Regulation The situation in the United States is quite different, at least for commercial use. [read post]
5 Jan 2015, 3:31 pm
Section 16 filings are required for “corporate insiders” (including beneficial owners of 10% or more of a registered voting equity security). [read post]
31 Dec 2019, 8:13 am
RIAs or managers filing as exempt reporting advisers (“ERAs”) with the SEC or a state securities authority must file an annual amendment to Form ADV within 90 days of the end of their fiscal year. [read post]
5 Jan 2011, 6:06 pm
Jenkins, and Richlin Security Service Co. v. [read post]
3 Sep 2010, 5:21 am
Squire Sanders & Dempsey LLPOn August 18, 2010 the US Securities and Exchange Commission issued Release No 33-9135, a cease and desist order (the Order) settling claims against the state of New Jersey as a result of what the SEC determined was inadequate disclosure of the financial condition of New Jersey's pension funds.Health care reform — regulations issued on expanded internal/external claims review process for nongrandfathered group health plansHunton & Williams… [read post]
1 Feb 2022, 9:03 pm
Marshals are offered for his security. [read post]
4 Nov 2022, 7:56 am
Such is the high-profile case of an allegedly Nazi looted Modigliani leaked to have been stored in Geneva Freeport.[29]Maestracci v. [read post]
21 May 2024, 9:01 pm
Recommendations The kinds of recommendations that are the subject of the Final Rule’s test track the three categories the DOL had included in its Proposal: Post-Rollover Investments – Recommendations as to the advisability of acquiring, holding, disposing of, or exchanging, securities or other investment property, as to investment strategy, or as to how securities or other investment property should be invested after the securities or other investment… [read post]
2 Feb 2020, 4:41 pm
the Byline Times had an article “Distorting Mirror: Court Exposes Corporate Phone Hacking Cover up”. [read post]
24 May 2015, 4:08 pm
On the same day Dingemans J handed down judgment in Linton v Tardios ([2015] EWHC 1429 (QB)). [read post]
