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12 Jul 2010, 3:49 am
The Blackstone Group is taking over the management of the more than $2 billion Bank of America-Merrill Lynch Asian real estate fund, in a deal that will close in the third quarter, according to press reports. [read post]
4 Aug 2014, 7:49 am
Skidmore, Owings & Merrill LLP, Case… [read post]
17 Mar 2011, 9:49 am
Brown case, a former Merrill Lynch executive who was convicted of perjury and obstruction and is contesting these charges on several grounds. [read post]
4 Nov 2007, 5:39 pm
We don't feel too sorry for Merrill, Citigroup, or the other big boys and girls who put too many eggs in the subprime basket. [read post]
12 Nov 2008, 11:36 pm
And now Merrill brokers are reporting that managers are telling them to sign the transition agreements, and they can still leave without consequences.Attention all Merrill Brokers - in response to any manager who tells you to sign the agreement and you can still leave - ask him to put it in writing. [read post]
16 Sep 2013, 11:07 am
Merrill Lynch & Co., S.D.N.Y., No. 1:13-cv-01531, 9/11/13). [read post]
20 Jan 2019, 7:57 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Christopher Hellman (Hellman), formerly associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch) in December 2018, was sanctioned and barred from the securities industry by FINRA over accusations of potentially selling unapproved products. [read post]
30 Dec 2020, 7:19 am
Merrill Lynch settled the matter for $9,000 to avoid litigation. [read post]
10 Apr 2021, 9:51 am
Advisor James Babineaux (Babineaux), currently employed by Merrill Lynch, Pierce, Fenner & Smith, Inc. [read post]
7 Aug 2009, 6:31 am
-based bank had, on Aug. 3, agreed to settle SEC charges that disclosures in its proxy statement to approve its acquisition of Merrill Lynch were "rendered materially false and misleading" by the existence of a prior undisclosed agreement allowing Merrill to pay $5.8 billion in bonuses at the time of its acquisition. [read post]
15 Oct 2017, 7:11 pm
Merrill began developing Gavelytics two years ago when he left Greenberg Traurig. [read post]
13 Jul 2018, 7:17 am
From June 2006 to March 2016, James was registered with Merrill Lynch. [read post]
15 Oct 2017, 7:11 pm
Merrill began developing Gavelitics two years ago when he left Greenberg Traurig. [read post]
13 Nov 2018, 5:57 am
Hibbard, an Ex-Louisville Investment Adviser for Merrill Lynch, Allegedly Operated a $4.4 Million Fraud Case Christopher Hibbard, an ex-Louisville investment adviser for Merrill Lynch, allegedly operated a $4.4 million investment fraud scheme, according to Court Documents from the U.S. [read post]
29 Jul 2015, 2:53 pm
While at Merrill Lynch, Mr. [read post]
21 May 2011, 1:37 pm
But for the litigation brought against Merrill Lynch, the funeral homes would not have received the settlements paid by the Department of Insurance. [read post]
28 May 2015, 4:02 am
Merrill claims in the lawsuit that her ankle now has a “grotesque appearance” and that her functionality is severely limited. [read post]
22 Oct 2009, 11:20 am
Further: Wachtell's outside counsel on the Merrill matter generated a great deal of subsequent Wachtell billing (at BofA expense). [read post]
14 Sep 2009, 9:48 pm
The lawsuit alleged that the bank failed to adequately disclose the bonuses that were paid by Merrill before the merger, which was completed in January at regulators’ behest as Merrill foundered. [read post]
22 Oct 2009, 11:42 am
Okay - so maybe Wachtell is in the clear on the Merrill matter? [read post]
