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28 Dec 2012, 12:29 am
” In light of this “inadequate connection” between the transaction and New York, as well as “the fact that defendant and most plaintiffs are not New York residents, the VW stock is traded only on foreign exchanges, many of the witnesses and documents are located in Germany, which has stated its interest in the underlying events and provides an adequate alternative forum,” Porsche has met its “heavy… [read post]
2 Jul 2014, 10:43 am
” Particularly noteworthy is Judge Kern’s finding that New York courts should protect against the use of subpoenas that stifle the free exchange of ideas online. [read post]
12 Mar 2012, 1:14 pm
Puda Coal was traded on the NYSE Amex stock exchange. [read post]
29 Dec 2015, 8:00 am
The court considered Delaware law (as provided for in the parties' agreements but noted that it largely tracked New York law), and found that the non-compete restrictions were not supported by valid consideration. [read post]
8 Jun 2016, 8:26 am
The Securities and Exchange Commission today announced that it has barred a former corporate vice president and suspended a former controller behind false accounting at a New York-based electronics company. [read post]
13 Aug 2023, 9:05 pm
District Judge Jed Rakoff in New York decided a case with significant implications for how and even whether the Securities and Exchange Commission can regulate cryptocurrencies as a security. [read post]
22 May 2015, 3:30 pm
Parties to a divorce in New York are entitled to complete financial disclosure by the other side. [read post]
21 May 2007, 11:54 am
Futures, a futures merchant on the Board of Trade of the City of New York. [read post]
27 Jun 2022, 11:39 am
Attorney’s Office for the Southern District of New York announced the first ever indictment for insider trading of digital assets. [read post]
6 Apr 2012, 8:57 am
According to the SEC, Yang was employed as a research analyst with investment advisor Baron Capital Management in New York until he was fired on March 30. [read post]
20 May 2009, 12:32 pm
By manipulating the market value of carefully selected stocks, the defendants generated more than $6.2 million in unlawful, undisclosed commissions, in violation of New York law and the trust of their customers. [read post]
2 Aug 2017, 6:45 am
Reportedly, FINRA is one of the censuring entities, along with the Nasdaq Stock Market, the New York Stock Exchange (NYSE), and the Kansas-based Bats Global Markets, acquired by Chicago Board Options Exchange Holdings, owner of the CBOE, in March of this year. [read post]
2 Aug 2017, 3:15 pm
Reportedly, FINRA is one of the censuring entities, along with the Nasdaq Stock Market, the New York Stock Exchange (NYSE), and the Kansas-based Bats Global Markets, acquired by Chicago Board Options Exchange Holdings, owner of the CBOE, in March of this year. [read post]
3 Mar 2021, 11:49 am
Imagine a California investor who purchases equities on the New York Stock Exchange, which processes the transaction at a data center in New Jersey. [read post]
20 Aug 2008, 5:00 pm
(Editor’s note: This post comes from Harold Mulherin of the Terry College of Business at the University of Georgia, and William Brown and Marc Weidenmier of Claremont McKenna College) For a significant part of its 213-year history, the New York Stock Exchange (NYSE) has reigned as the leading stock exchange both within the United States and across the world. [read post]
15 Aug 2014, 5:42 am
North Carolina – McCrory Misstated Duke Energy Holdings, Sold Stock after Coal-Ash Spill Raleigh News & Observer – J. [read post]
24 Sep 2007, 1:23 am
COURT OF APPEALS, SECOND CIRCUITBusiness LawCircuit Revives Investors' Market Integrity Misrepresentation Claim Against Stock Exchange In re: NYSE Specialists Securities LitigationU.S. [read post]
28 Dec 2006, 4:59 am
The SEC wants the District Court for the Southern District of New York to order civil penalties, disgorgement plus prejudgment interest, and permanent injunctions. [read post]
8 May 2007, 5:15 am
The recapitalization was challenged in state court (in the New York courts) but was settled. [read post]
21 Oct 2008, 5:36 pm
The lead article in the business section of yesterday's New York Times describes the VIX index (the Chicago Board Options Exchange Volatility Index) as "the Fear Index. [read post]
