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30 Oct 2009, 9:35 am
" Specifically, the legislation would establish a "Financial Services Oversight Council" to identify financial companies and financial activities that should be subject to "heightened prudential standards in order to promote financial stability and mitigate systemic risk". [read post]
29 Oct 2019, 10:01 am
The FCA and PRA must give as much prominence to regulating operational risk and resilience as they currently afford to regulating prudential and conduct risks; financial services providers must treat their ability to manage and prevent incidents with a level of seriousness appropriate to the significant impact when incidents occur; the regulators should conduct an exercise to assess the accuracy and consistency of incident reporting. [read post]
5 Oct 2021, 8:50 pm
Equivalence of requirements applied to exposures to central governments, central banks, regional governments, local authorities and public sector entities for the purposes of Articles 114, 115 and 116 of the CRR (risk weights, exposures to regional governments or local authorities, exposures to public sector entities). [read post]
22 Nov 2010, 9:01 am
., Broadband Research LLC, First New York Securities LLC, Ziff Brothers, Jana Partners LLC, TPG-Axon Capital Management, Prudential Financial Inc.'s Jennison Associates asset-management unit, UBS AG's UBS Financial Services Inc. unit, and Deutsche Bank AG.Insider-trading charges are expected against consultants, investment bankers, hedge-fund and mutual-fund traders and analysts across the nation, the Journal says.This looks like another instance where many of the very… [read post]
10 Aug 2015, 10:25 am
If a potential [FHA] violation is identified, the examiner must consult with [CFPB] Headquarters to determine whether a referral to HUD or [DOJ] and, if applicable, the creditor’s prudential regulator is appropriate. [read post]
17 Jul 2017, 2:01 pm
These include potential reforms relating to firms’ governance, credit rating agencies’ (CRAs) methodologies, financial reporting, benchmarks and the prudential requirements for banks and insurers. [read post]
30 Apr 2010, 9:00 pm
The supervisor is the Central Bank of the Netherlands Antilles. [read post]
30 May 2013, 7:35 am
Judith Baker, the incoming president of the Broward Council of the Miami Association of Realtors and the manager of two Prudential Florida Realty offices in Fort Lauderdale, believes that this is because there are fewer defaults in jumbo loans and they are more profitable for banks. [read post]
28 Jan 2014, 6:00 am
Dodd-Frank requires the CFPB to coordinate its supervisory activities with the federal prudential regulators and state financial regulators. [read post]
12 Sep 2018, 4:16 am
To assist in this, the European Securities and Markets Authority is developing guidelines for stress testing carried out by money market funds as well as guidelines for asset managers on liquidity stress testing; for banks to accelerate addressing their stocks of NPLs and adapt business models to sustainably improve profitability; macro and micro prudential authorities to continue the monitoring of lending standards; and financial institutions and their counterparties, as well as… [read post]
23 Apr 2024, 1:30 am
As such, the SI, which is made under section 138BA of FSMA, grants the Prudential Regulation Authority (PRA) the ability to disapply or modify the application of any of its rules made under FSMA, where appropriate, to take into account the circumstances and business models of individual firms. [read post]
15 Feb 2008, 8:00 pm
The supervisor is the Central Bank of the Netherlands Antilles. [read post]
29 Apr 2007, 11:22 am
Similarly, the six-month surveys would be broadened to include other major regulators.Following discussion with the FSA, the Minister believes that the quality of prudential supervision of hedge fund activity would be enhanced if there were greater co-operation between the key regulators in monitoring the main counterparties' exposures to hedge funds and pooling that information. [read post]
31 Aug 2007, 1:05 am
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New Deals Thursday, August 30, 2007 By Beth Bar "Bank of America Corp. has agreed to invest $2 billion in Countrywide Financial Corp. as Countrywide, the nation's largest mortgage lender, tries to stay afloat amidst a credit crunch that has riled Wall Street and the mortgage industry. [read post]
22 Nov 2019, 7:30 am
The FCA also raises concerns that prudential and conduct risks of continuing to rely on contracts that reference LIBOR beyond end-2021 are rising. [read post]
22 Mar 2024, 9:57 am
Members of the statutory panels must be external to the FCA, Prudential Regulation Authority (PRA), the Bank of England (BoE), the Payment Systems Regulator (PSR) or HMT. [read post]
13 Sep 2024, 1:08 am
The deadline for comments on chapters 3, 4, 8 and 9 of the consultation paper is 15 September 2024. 18 September 2024 – On 16 July 2024, the European Banking Authority (EBA) issued a consultation paper on draft implementing technical standards amending Commission Implementing Regulation (EU) 2016/100 specifying the joint decision process with regard to the application for certain prudential permissions pursuant to the Capital Requirements Regulation. [read post]
27 May 2018, 10:30 pm
The prudential regulator is currently seeking public consultation on its proposal to set prudential standards aimed at tackling the growing threat of cyber-attacks against banks, authorised deposit-taking institutions, superannuation funds, insurers and other APRA regulated entities. [read post]
11 Aug 2009, 2:39 pm
Bring Robust and Comprehensive Prudential Regulation to all OTC Derivative Dealers and other Major Participants in the OTC Derivative Markets: Under the legislation, OTC derivative dealers and major market participants that are banks will be regulated by the federal banking agencies. [read post]
10 Sep 2009, 6:14 am
The second theme that is attracting a lot of focus is macro-prudential oversight. [read post]
