Search for: "State v. Investors Security Corporation"
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19 Feb 2011, 3:56 pm
The rule is still widely used by social activists, but the rule also is increasingly being used by institutional investors to press matters more closely related to corporate governance. [read post]
21 Sep 2011, 6:36 am
In Rent-A-Center, West Inc. v. [read post]
9 Mar 2010, 7:56 pm
"] The gem of this series of cases is United States v. [read post]
11 Sep 2010, 9:26 pm
Section 3 provides that an ownership interest or an investment interest:[1] (a) may be through equity, debt or other means; but (b) shall not include ownership of investment securities, including shares or bonds, debentures, notes or other debt instruments, which were purchased on terms generally available to the public and which are in a corporation that is listed for trading on the New York stock… [read post]
1 Jun 2011, 5:48 am
Corporations and the Uses of Law: International Investment Arbitration as a 'Multilateral Legal Order' Peter Muchlinski Abstract: This paper seeks to examine the claim, made by certain legal scholars, that international investment law, though based mainly on Bilateral Investment Treaties (BITs) is in fact a multilateral order that introduces principles of an emergent “global administrative law” into the regulation of state conduct in relation to foreign… [read post]
31 Mar 2010, 6:18 am
Background Mutual funds and their investment advisers are subject to a variety of federal and state securities and corporate laws, including the Investment Company Act of 1940. [read post]
8 May 2012, 5:15 pm
See, e.g., ACands, Inc. v. [read post]
1 May 2012, 8:45 am
As discussed by our colleagues in their post on the Supreme Court of Canada’s recent decision in Crookes v. [read post]
9 Apr 2022, 3:01 am
The Trump Corporation Class Action A group of anonymous plaintiffs have filed a class action against the Trump family and their business, alleging that the Trumps used their brand to scam investors into paying for worthless business opportunities. [read post]
15 Aug 2019, 11:24 pm
It also ended Wall Street's appetite for Marblehead SLABS (Student Loan Asset Backed Securities). [read post]
29 Jan 2020, 9:26 am
Supreme Court in National Federation of Independent Business v. [read post]
5 Jun 2019, 9:58 am
The government recommended a grant in Thole v. [read post]
24 May 2012, 6:51 am
But most people, even corporate governance committees at financial exchanges conflate volume for liquidity-they are completely distinct. [read post]
10 Mar 2011, 2:20 pm
Co. v. [read post]
22 Mar 2022, 3:19 am
Lehmann: Locating Financial Loss and Collective Actions in Case of Defective Investor Information: The CJEU’s Judgment in VEB v BP For the first time, the CJEU has ruled in VEB v BP on the court competent for deciding liability suits regarding misinformation on the secondary securities market. [read post]
9 Jan 2023, 4:38 am
Under the New York State Constitution, only the Supreme Court has jurisdiction to order dissolution of a marriage. [read post]
2 May 2011, 8:12 am
On March 30, 2011, the SEC proposed rules that would require U.S. stock exchanges to adopt new corporate governance requirements for compensation committees of listed issuers of equity securities. [read post]
3 Oct 2023, 9:01 pm
July 5, 2023, settled) The SEC settled claims with a Utah-based molecular diagnostic company, its CEO and its Head of Corporate Communications and Investor Relations (HCCIR) for issuing two allegedly misleading press releases in advance of a securities offering. [read post]
16 Sep 2010, 7:06 pm
LARACH and GREAT AMERICAN CORPORATION, Plaintiff, v. [read post]
14 Mar 2016, 2:56 am
However, Carlson, on behalf of himself, recruited Donald Imdieke and Mike Froseth, non-bank customers, as investors, who provided $80,000 and $405,000 check that were made payable to Avon State Bank. [read post]
