Search for: "US Asset Management Inc." Results 1121 - 1140 of 2,839
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24 Dec 2017, 11:33 am by nedaj
Looking Forward The SAFT represents some investment managers’ response to the concerns of the SEC and may encourage more ICOs to be based in the US. [read post]
21 Dec 2017, 9:22 pm by Dan Flynn
Theno had complete authority over food safety at Jack, and he did not hesitate to use it. [read post]
21 Dec 2017, 11:35 am by Steven M. Haas
”  The shareholder proponent, Sustainvest Asset Management LLC, claimed that retailers can combat climate change by adopting such energy-efficient policies. [read post]
21 Dec 2017, 11:35 am by Steven M. Haas
”  The shareholder proponent, Sustainvest Asset Management LLC, claimed that retailers can combat climate change by adopting such energy-efficient policies. [read post]
21 Dec 2017, 6:00 am by Doug Cornelius
IA-4220 (October 8, 2015) (notice) and IA-4254 (November 3, 2015) (order); Brookfield Asset Management Private Institutional Capital Adviser US, LLC et. al., Investment Advisers Act Release Nos. [read post]
18 Dec 2017, 1:42 pm by Ben
The jury found that the Los Angeles-based investment firm, which manages $24.5 billion in assets, was liable for copying 39 issues and determined the damages for each instance was $15,000, according to the jury verdict. [read post]
17 Dec 2017, 3:28 pm by Wolfgang Demino
The account ended up being owned by FIA Card Services, a wholly owned subsidiary of Bank of America Corporation, and the transfer transaction was in the nature of a merger, not an asset sale to a third-party national bank.BANK OF AMERICA - FIA CARD SERVICES N.A.MERGER HISTORYWhile the sale to Midland Funding, LLC was an asset sale (portfolio sale), the transfer of the credit card account to FIA was not, at least not to an unrelated third-party. [read post]
17 Dec 2017, 3:28 pm by Wolfgang Demino
Why is the Financial Sector going so Mad over Madden when only Midland Funding and Credit Management have good cause to fret? [read post]
15 Dec 2017, 9:01 am by CFM Admin
If you would like to be added to our distribution list, please contact us. **** December 15, 2017 Clients, Friends, Associates: Holiday celebrations bring welcomed joy and excitement to the busiest time of year for most investment managers. [read post]
15 Dec 2017, 9:01 am by CFM Admin
If you would like to be added to our distribution list, please contact us. **** December 15, 2017 Clients, Friends, Associates: Holiday celebrations bring welcomed joy and excitement to the busiest time of year for most investment managers. [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
The company, Munched, Inc. halted its ICO after being contacted by the SEC, and agreed to an order in which the Commission found that its conduct constituted unregistered securities offers and sales. [read post]
11 Dec 2017, 3:28 am by Peter Mahler
That changed around 2012, when Jacobs filed the first of two lawsuits asserting what he styled as direct and derivative claims against Cartalemi seeking damages for breach of fiduciary duty, waste and mismanagement of the LLC’s assets, including taking excessive management fees and personal use of the LLC’s building without paying rent. [read post]
26 Nov 2017, 4:00 am by Administrator
Trusts: How Are Trust Assets CharacterizedS.A. v. [read post]
21 Nov 2017, 12:00 am by Audrey Johnson
The complaint asserted Richard Haddow, Capital’s manager and the owner of the defendants in the securities suit, transferred these funds to a separate account used to purchase the Property, instead of applying the money towards the proposed new venture. [read post]
17 Nov 2017, 3:00 am by John Jenkins
It fought the reelection of directors at companies such as Charter Communications Inc., Pfizer Inc. and PayPal Holdings, Inc., according to filings and a spokesman for the money manager. [read post]
14 Nov 2017, 3:27 am by Kevin LaCroix
”   Chairman Clayton, a seasoned securities regulation veteran and expert cautioned that many ICO platforms were susceptible to manipulation and other fraudulent practices by ICO insiders, management, and better-informed traders. [read post]
12 Nov 2017, 12:25 pm by Wolfgang Demino
 JOAN BAYEv.MIDLAND CREDIT MANAGEMENT, INC., ET AL.Civil Action No. 17-4789.United States District Court, E.D. [read post]