Search for: "Wells Fargo Financial"
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8 Apr 2011, 6:30 am
Not surprisingly, he lost some income, so he contacted Wells Fargo to ask for a loan modification. [read post]
5 Aug 2011, 12:55 pm
According to Bloomberg News, Wells Fargo agreed to the settlement in order to avoid the "distraction, risk and expense of ongoing litigation," but admits no liability on the part of Wachovia. [read post]
23 Feb 2012, 9:18 am
Wachovia has since been renamed Wells Fargo Advisors, LLC. [read post]
18 Jul 2014, 10:01 am
As part of the transaction, the proceeds paid were to be used to satisfy a mortgage against the real property for $76,864.98 held by Wells Fargo Home Mortgage. $84,109.57 of purchase funds were deposited into Metro East‘s escrow account, however the fiduciary funds were misused by Steinke. [read post]
27 Feb 2018, 9:07 am
In October of 2017, FINRA ordered Wells Fargo to pay $3.4 million in restitution to investors relating to unsuitable recommendations of volatility-linked ETPs. [read post]
22 Jun 2017, 3:54 pm
The most current customer complaint pending against Parthemer is from May 2017, alleging Parthemer made unsuitable investments starting in 2009 when Parthemer was employed at Wells Fargo Advisors and Morgan Stanley Smith Barney. [read post]
29 May 2016, 6:40 am
Those five companies were Bank of America, Bank of New York Mellon, JPMorgan Chase, State Street and Wells Fargo. [read post]
27 Jan 2009, 5:22 am
He also mentioned the House stimulus bill provision repealing 2008-83, as well as the fact that Senator Grassley has called for an Inspector General's report on this issue. [read post]
13 Jul 2023, 9:56 am
[4] “Wells Fargo Agrees to Pay Shareholders $1 Billion to Settle Class-Action Suit,” Ben Eisen, The Wall Street Journal, May 15, 2023 [read post]
27 Jan 2011, 7:23 pm
Wells Fargo, as trustee, has sued EMC (formerly Bear now JPM subsidiary) for failure to hand over loan files. [read post]
15 May 2024, 3:51 pm
A man is accused of stealing more than $20,000 from a victim after pretending to be a fraud investigator with Wells Fargo Bank, according to the Rowan County Sheriff’s Office in North Carolina. [read post]
9 May 2013, 11:17 am
Wells Fargo Investments, LLC, Nos. 11-17017, 11-55859, 11-55943, 11-55958, 2013 WL 1405949 (9th Cir. [read post]
20 Dec 2009, 7:27 pm
A federal judge raised doubts Monday about the city's ability to prove huge financial losses from houses left vacant by Wells Fargo foreclosures, the latest development in a landmark civil suit alleging a pattern of racially based, discriminatory lending by the mortgage broker. [read post]
26 Jan 2012, 5:16 pm
The Vandorn Defendants said that Wells Fargo owed them a fiduciary duty to vet the deal because one of the Defendants, Cook, was a client in the Bank's Wealth Management Division. [read post]
1 Aug 2007, 8:18 pm
" As an alternative, a bank could do it the Wells Fargo way. [read post]
9 Jun 2022, 7:56 am
Shawn Good (CRD # 2022168) was reportedly registered with the following FINRA registered firms, among others during his career in the securities industry: 12/06/2012 – 03/10/2022, MORGAN STANLEY (CRD#:149777), WILMINGTON, NC, 11/09/2004 – 12/07/2012, WELLS FARGO ADVISORS, LLC (CRD#:19616), WILMINGTON, NC 05/22/1996 – 08/11/2004, CHARLES SCHWAB & CO., INC. [read post]
24 Feb 2022, 2:29 pm
According to his FINRA Broker report, Dunn was reportedly affiliated with the following firms during his 9 year career in the securities industry.05/31/2019 – 11/18/2021, AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363), Vienna, VA,09/11/2015 – 05/20/2019,WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616), ARLINGTON, VA08/14/2012 – 09/22/2015, MORGAN STANLEY (CRD#:149777), MCLEAN, VA Dunn reportedly voluntarily resigned from Ameriprise on October… [read post]
28 May 2021, 10:12 am
Ngonidzashe Parirenyatwa Wells Fargo Clearing Services, LLC Planco Financial Services, LLC Laquita Pettis Wells Fargo Clearing Services, LLC George Stills Jr. [read post]
22 Jun 2011, 8:03 pm
As reported in October 2008, Wells Fargo's Chairman Richard Kovacevich told Hank Paulson that Wells Fargo didn't need no stinkin' TARP. [read post]
5 Nov 2010, 11:41 am
The applications distributed by such top banks and financial institutions as Wells Fargo and Bank of America placed various types of information at varying degrees of risk. [read post]
