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24 Sep 2018, 6:24 am by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Frank Zito (Zito), formerly associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch) in Ridgeland, Mississippi and currently registered with Coker & Palmer was terminated concerning allegations that Zito engaged in conduct such as failure to adhere to firm standards regarding selling away and failure to fully disclose participation in an outside business… [read post]
18 Aug 2011, 7:43 am by Alan Ackerman
Frank Beckmann, who hosts the Frank Beckmann Show on Michigan talk and news radio WJR 760 AM, interviewed Alan Ackerman of Ackerman Dynkowski regarding Detroit Mayor Dave Bing’s plan to consolidate neighborhoods in Detroit and eliminate vacant housing. [read post]
10 Sep 2010, 6:00 am by Keith Paul Bishop
  Section 418 of the Dodd-Frank Act requires indexing of the dollar amount tests for purposes of the “qualified client” exemption in Rule 205-3. [read post]
4 Jan 2012, 2:04 pm by Todd Zywicki
(Todd Zywicki) Leaving aside the constitutional questions, there is a potential statutory problem with the legality of the Cordray appointment under Dodd-Frank. [read post]
7 Dec 2009, 9:00 pm
Protest, Parody and Criticism Sites: TweetPhoto Tries to Silence The Frank Peters Show; From: TweetPhoto To: TheFrankPetersShow.com Date: 2009-11-17 [read post]
7 Dec 2006, 11:04 am
Jospeh Stromei, a Milwaukee police officer who was fired because of his involvement in the Frank Jude Jr. beating case, has admitted to a federal judge that he lied to investigators and during the trial. [read post]
25 Aug 2011, 1:44 pm by Felix Shipkevich
Read more about this proposed Dodd-Frank implementation time-table. [read post]
28 Sep 2011, 7:25 am by aburke
Read more about this Dodd-Frank delay. [read post]
30 Sep 2011, 5:27 am by Larry Ribstein
* Why does Dodd-Frank place such emphasis on executive compensation and disclosure? [read post]