Search for: "BUSINESS CONSULTANTS AND ASSOCIATES, LLC" Results 1141 - 1160 of 1,977
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
7 Mar 2016, 9:44 am by Adam Weinstein
Since March 2015, Benavidez has been associated with International Assets Advisory, LLC out of the firm’s Orlando, Florida office location. [read post]
26 Feb 2016, 2:39 pm by John Jascob
Slocum’s main objection was the lack of consultation, saying that EEMAC members Allison and Pirrong drafted the report on their own initiative, and without allowing for consultation with the wider group of associate members. [read post]
23 Feb 2016, 7:36 am by Ken Herzinger
” Askari Foy, Associate Director of the Technology Controls Program in the Office of Compliance Inspections and Examinations, echoed these comments, noting that the Division’s main priority in 2016 will be to ensure that firms have written cyber security policies and procedures in place. [read post]
22 Feb 2016, 4:36 pm by Kevin LaCroix
It also provides for direct regulation of the stock exchanges and the participants in the secondary market, such as industry associations, brokers, and stock issuers.4   Perhaps the most enduring aspects of the 1934 Act, aside from the formation of the SEC, are the enhanced protections afforded to investors under sections 10(b) and 10(b)(5), which provide recourse for private investors who believe they have been defrauded. [read post]
17 Feb 2016, 10:11 am by Matthew L.M. Fletcher
Persons who are proven subject matter experts in business who have understanding and demonstrated high-level (management) understanding and experience managing business operations and/or the financial or marketing initiatives associated with growing businesses are preferred. [read post]
5 Feb 2016, 6:14 am by Adam Weinstein
It is unclear from public disclosures the nature of the outside business but Talens public disclosures disclose that the broker has outside business activities including Ascension Wealth Management, a DBA for insurance and tax preparation, and AWM Consulting. [read post]
4 Feb 2016, 7:58 am by Mark Astarita
  Voting members of the committee, in addition to the co-chairs, are:Robert Aguilar, CFO and Chief Operating Officer, Cabrera Capital Markets LLC, ChicagoXavier Gutierrez, President and Chief Investment Officer, Meruelo Investment Partners, Downey, CaliforniaBrian Hahn, CFO, GlycoMimetics Inc., Rockville, MarylandKyle Hauptman, Executive Director of the Main Street Growth Project, Washington, D.C.Jenny Kassan, owner, Jenny Kassan Consulting, Fremont, CaliforniaCatherine V. [read post]
3 Feb 2016, 7:27 am by Green, Schafle & Gibbs
 BROKERAGE FIRMS & BROKERS Jacob Lerman of Willow Grove, Pennsylvania was barred from association with any FINRA member in any capacity. [read post]
3 Feb 2016, 4:55 am by SHG
It caught in its web James Silkenat, former president of the American Bar Association. [read post]
1 Feb 2016, 5:47 pm by Law Lady
Costs -- Section 57.105 does not provide mechanism for recovering costs GRAND RESERVE AT TAMPA CONDOMINIUM ASSOCIATION, INC., and BUSINESS LAW GROUP, P.A., Appellants, v. [read post]
26 Jan 2016, 8:44 am by Matthew Landis
Prior to its elimination, the tax applied to Pennsylvania corporations with capital stock, joint-stock associations, limited liability companies (LLCs), business trusts and all other entities classified as corporations for federal income tax purposes. [read post]