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15 Jun 2015, 8:01 am by Adam Weinstein
One such deficiency was that LPL used a surveillance system that failed to generate alerts for certain high-risk activity, including low-priced equity transactions, actively traded securities and potential employee front-running. [read post]
21 Apr 2017, 6:25 am
Securities and Exchange Commission, on Tuesday, April 18, 2017 Tags: Accounting, Accounting standards, Canada, Corporate Social Responsibility, Disclosure, Environmental disclosure, ESG, Financial reporting, Institutional Investors, International governance, Long-Term value, Materiality, Oversight, Risk, Risk management, Securities regulation, Sustainability In Defense of Fairness Opinions: An Empirical Review of Ten Years of Data Posted by Robert Bartell and Christopher Janssen, Duff &… [read post]
24 Feb 2009, 9:04 am
Judge Kram did narrow the lawsuit, however, dismissing claims against former Moody's Investors Service COO Brian Clarkson as well as against Michael Kanef, the company's chief regulatory and compliance officer. [read post]
6 Nov 2011, 6:48 pm by Tal Basis
Priced at $1,500, the dresses are intended to give the mass market that fairy tale romance. [read post]
10 Jul 2024, 3:03 pm by Geoff Schweller
This allows the government to receive the benefit of any price concessions provided by drug manufacturers. [read post]
16 May 2010, 11:40 pm by shellis
University of Minnesota economist Brian Buhr says the last Farm Bill was even proposed as a vehicle for national change in the way hogs are raised. [read post]
16 Dec 2015, 11:06 pm by David D. Burns
Under the new rate structure, subscription services will pay 22 cents per hundred performances streamed in 2016, with an adjustment based on the Consumer Price Index for subsequent years through 2020. [read post]
16 Aug 2006, 6:26 am
Surely the citizens in Orwell's Oceania are safer than they were before INGSOC--but is the price for this security too high? [read post]
27 Dec 2010, 10:25 am by Chris Cheatham
If buyers can see the past energy use bills of a property, they can weigh its energy efficiency into the price they will pay. [read post]
28 May 2011, 4:25 am by SHG
  As Brian Tannebaum has noted, there has been a battle brewing between "lawyers" selling marketing, technology and social media as the future of lawyering. [read post]
24 Jul 2024, 12:54 pm by Bill Marler
Creating a single food safety agency could prevent avoidable product contaminations and subsequent recalls that disrupt the supply chain, contribute to rising prices, and in many cases, result in consumer illness and death. [read post]
23 Jul 2024, 9:06 pm by Coral Beach
Creating a single food safety agency could prevent avoidable product contaminations and subsequent recalls that disrupt the supply chain, contribute to rising prices, and in many cases, result in consumer illness and death. [read post]
30 Jun 2008, 11:59 am
As many as three other companies are expected to become members in the next 30 days, said Brian Hinman. [read post]
22 Sep 2007, 2:31 pm
  Well, somehow it didn't work for Brian Prowel, who suffered adverse summary judgment at the hands of U.S. [read post]
6 Mar 2025, 10:05 pm by Jeff Richardson
If you want something less powerful but far cheaper, the Jackery Portable Power Station Explorer 300 is currently on sale on Amazon for an all-time low price of $169. [read post]
10 Jul 2008, 2:55 am
Chronology of Accidents • June 2008 - Kevin MacDonald, 21, died at Alpha Sigma Phi • May 2008 - 20 year old, serious injuries after fall from the roof of Phi Kappa Psi • April 2005 - Erik Anderson, 19, fell 45 feet at Delta Upsilon • May 2002 - Brett Jensen, 19, died at Pi Kappa Phi… [read post]
24 Jun 2022, 12:37 pm by Gus Hurwitz
Brian Fung reports that tech CEOs have been loitering around Congress. [read post]
20 Jun 2011, 5:18 pm by INFORRM
Arbitrators signed up to the new process include: Desmond Browne QC; Gavin Millar QC; David Price QC; and the retired Court of Appeal judges Sir Brian Neill and Sir Henry Brooke. [read post]