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9 Apr 2015, 7:53 am
Co-ops and custom applicators need to address farm data ownership in their contracts with farmers. [read post]
14 Feb 2020, 4:53 am
Second, the new rule will require a three-person panel for all customer expungement cases. [read post]
7 May 2018, 10:32 am
Cheney-Jamison after a customer filed an investment fraud claim against the brokerage firm. [read post]
27 Aug 2019, 1:14 pm
The post Boeing customer files lawsuit to cancel Max jet order appeared first on Podhurst Orseck, P.A.. [read post]
23 Sep 2023, 1:36 pm
The latest issue of Global Trade and Customs Journal (Vol. 18, no. 10, 2023) is out. [read post]
24 Jul 2022, 1:19 pm
The latest issue of Global Trade and Customs Journal (Vol. 17, no. 6, 2022) is out. [read post]
23 Mar 2015, 9:15 am
John Tasioulas (King's College London – Law) has posted Custom, Jus Cogens, and Human Rights (in Custom’s Future: International Law in a Changing World, Curtis A. [read post]
10 Mar 2010, 1:25 pm
., a former registered representative at a New York based broker-dealer named Maxim Group LLC ("Maxim"), with a fraudulent scheme to divert millions of dollars in trading profits from a large institutional customer... [read post]
19 Nov 2021, 6:31 am
The post Survey Shows SSA Needs To Boost Online Customer Usage appeared first on Greeman Toomey, PLLC. [read post]
14 Feb 2014, 7:41 am
It announced today that it will file with the SEC a proposed new rule that would “prohibit firms and associated persons from conditioning or seeking to condition settlement of a dispute with a customer on, or otherwise compensating the customer for, the customer’s agreement to consent to, or not to oppose, the firm’s or associated person’s request to expunge the customer dispute information from FINRA’s Central Registration Depository… [read post]
24 Oct 2022, 9:04 am
FINRA alleged that Petela engaged in excessive and unsuitable trading in the account of a customer and that although the customer’s account had an average monthly equity of approximately $33,600, Petela purportedly recommended that the customer place trades with a total principal value of more than $588,000. [read post]
23 Sep 2022, 7:47 am
This caused the customers to over-pay and never see a return on their investments. [read post]
26 Jan 2011, 7:32 pm
North American based trade compliance professionals involved with EU customs issues should be aware of an unique two-day course on EU customs issues that will be held near Baltimore/Washington International Airport on March 8-9, 2011. [read post]
20 Jul 2010, 2:00 pm
Customize while browsing a legal topic/subjectTwo ways to customize your legal updates while browsing specific subjects on LinkedIn, both shown below.If you want a feed of the entire subject, click "Subscribe to this Subject. [read post]
6 Nov 2015, 8:25 am
" What's the cost of giving up customers' information because of weak information security practices? [read post]
6 Jan 2016, 3:55 pm
" He isn't the only Dell customer reporting such an experience. [read post]
1 Jul 2024, 10:10 am
Many business creditors know that their customers are in financial distress before a bankruptcy filing. [read post]
31 Jan 2020, 11:13 am
In addition, research has show a disturbing pattern with troublesome brokers where brokers with high numbers of customer complaints are not kicked out of the industry but instead these brokers are sifted to lower quality brokerage firms with loose hiring practices and higher rates of customer complaints. [read post]
3 Aug 2023, 8:00 am
With TM Cloud having customers both throughout the United States and globally in Europe, Africa and Australia, the acquisition enables Alt Legal to grow its base of customers. [read post]
18 Jun 2013, 2:08 am
FINRA has filed with the SEC a proposed rule change to amend FINRA Rule 12403 of the Code of Arbitration Procedure for Customer Disputes (“Customer Code”) to make it easier for parties to select an all-public arbitrator panel in cases... [read post]