Search for: "Fine"
Results 1141 - 1160
of 113,389
Sorted by Relevance
|
Sort by Date
29 Apr 2010, 9:00 pm
A pending Bill in the state of Connecticut, House Bill 5204, would increase the fine employer's who misclassify employees pay from $300 per violation to $300 a day per violation. [read post]
28 Dec 2011, 11:45 am
FINRA recently fined Credit Suisse Securities (USA) LLC $1.75 million for violating Regulation SHO (Reg SHO) and failing to properly supervise short sales of securities and marking of sale orders. [read post]
28 May 2011, 2:57 am
Daniel Sokol Laura Atlee & Yves Botteman (Steptoe & Johnson) provide thoughts on Allocating Cartel Fines Among Companies of a Group. [read post]
4 Apr 2018, 1:00 am
Mildred Robinson (Virginia), The Folly of Conflating the Power to Fine with the Power to Tax, 62 Vill. [read post]
16 Jul 2009, 8:12 am
“Network Rail has been fined £70,000 after a train travelling at 90mph derailed in Norfolk because of a poorly maintained level crossing. [read post]
30 Jan 2007, 4:31 am
Bank of America was fined $3 million by the NASD Monday to settle charges it failed to follow rules designed to stop money laundering in its handling of accounts held by a single family. [read post]
25 Sep 2007, 2:00 am
“The ‘reckless’ premium rate phone services company that swindled GMTV viewers out of more than £20m over almost four years was yesterday hit with the biggest fine imposed by regulators. [read post]
12 Mar 2020, 5:00 am
Winand Emons, University of Bern - Department of Economics; Centre for Economic Policy Research (CEPR) and Severin Lehnhard, University of Bern are Rebating Antitrust Fines to Encourage Private Damages Actions. [read post]
12 Aug 2015, 11:51 am
The bank also was fined a total $20.5 million by three federal agencies. [read post]
9 Sep 2010, 12:14 am
The British securities regulator said Thursday that it had fined Goldman Sachs £17.5 million, or nearly $27 million, for failing to disclose the Securities and Exchange Commission's investigation into the synthetic collateralized debt obligation known as Abacus. [read post]
12 Nov 2014, 2:37 pm
Traders with nicknames like the “Three Musketeers” and the “A-Team” plotted over Internet chat rooms to manipulate currency markets for years, profiting at the expense of clients — and then congratulating themselves for their brilliance — regulators said Wednesday, as they fined five banks $3.4 billion. [read post]
8 May 2009, 3:53 am
Nic Suzor discusses the threat of an $11,000 a day fine if the EFA did not remove a link on its website to gruesome pictures of aborted foetuses i.e. [read post]
21 Nov 2011, 6:00 am
Daniel Sokol Damien Geradin, Tilburg University - Tilburg Law and Economics Center (TILEC), University of Michigan Law School provides The EU Competition Law Fining System: A Reassessment. [read post]
4 Jun 2013, 12:30 pm
Connor, Purdue University; American Antitrust Institute (AAI) discusses Cartel Fine Severity and the European Commission: 2007-2011. [read post]
28 Aug 2008, 7:42 am
“A mother who was taken to court after refusing to pay a £75 fine for dropping a piece of sausage roll on the pavement has had her case dismissed. [read post]
24 Mar 2009, 3:10 am
“A waste company in Sunderland has been fined £15,000 after one of its workers was killed when he was hit by a 20-tonne dumper truck. [read post]
24 Mar 2009, 1:53 pm
FINRA announced that it fined Wachovia Securities, LLC and First Clearing, LLC, both of St. [read post]
22 Jul 2009, 12:03 pm
FINRA) announced today that it fined NEXT Financial Group, Inc., headquartered in Houston, TX, $1 million for supervisory violations that primarily involved the failure to supervise its approximately 130 Office of Supervisory Jurisdiction (OSJ) branch managers, who typically supervise transactions... [read post]
13 Mar 2020, 11:30 am
Winand Emons, University of Bern - Department of Economics; Centre for Economic Policy Research (CEPR), and Severin Lehnhard, University of Bern are Rebating Antitrust Fines to Encourage Private Damages Actions. [read post]
30 Aug 2010, 7:30 am
Unlike a fine cabernet sauvignon, your accounts receivable are at their best when less than 30 days old – and they definitely do not improve with age. [read post]
