Search for: "Frank Banks" Results 1141 - 1160 of 5,206
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3 Sep 2017, 12:27 pm by Andrew Delaney
Frank, Roger, and a bank were all trustees of mom’s revocable trust. [read post]
1 Sep 2017, 6:42 am
SEC Staff Examines Impact of Regulation on Capital Formation and Market Liquidity Posted by Ning Chiu, Davis Polk & Wardwell LLP, on Friday, August 25, 2017 Tags: Capital formation, Capital markets, Dodd-Frank Act, Equity offerings, Financial regulation, Investor protection, IPOs, JOBS Act, Liquidity, Regulation D, SEC, Securities enforcement, Securities regulation ISS and the Removal of CEOs: A Call for an… [read post]
31 Aug 2017, 8:00 am by Sevens Legal
Suave, well-mannered criminals, like Frank Costello and Bugsy Siegel were viewed by a national audience. [read post]
23 Aug 2017, 10:44 am by Robert B. Lamm
 Those of us who speak with board members know that this has been a significant concern since the enactment of Dodd-Frank. [read post]
23 Aug 2017, 10:44 am by Robert B. Lamm
 Those of us who speak with board members know that this has been a significant concern since the enactment of Dodd-Frank. [read post]
22 Aug 2017, 11:55 am by Alan S. Kaplinsky and Mark J. Levin
Section 1028 of the Dodd-Frank Act imposed three express limits on the CFPB’s rule-making authority. [read post]
Many consumer financial products like credit cards and bank accounts have arbitration clauses in their contracts that prevent consumers from joining together to sue their bank or financial company for wrongdoing. [read post]
19 Aug 2017, 6:45 am
Bank regulatory oversight protects the FDIC’s Deposit Insurance Fund and the stability of the financial markets, but not investors. [read post]
18 Aug 2017, 6:21 am
The myriad problems with the Dodd-Frank Act’s ban on proprietary trading by banks have led to a rare bipartisan consensus: the Volcker Rule must be pared back or even repealed. [read post]
18 Aug 2017, 6:16 am
Temporary Relief Under the Volcker Rule to Foreign Banks With Respect to Certain Foreign Private Investment Funds Posted by Reena Sahni, Shearman & Sterling LLP, on Friday, August 11, 2017 Tags: Banks, Dodd-Frank Act, Financial institutions, Financial regulation, Foreign banks, International governance, Private funds, Volcker Rule Next Proxy Access Battlefront? [read post]
16 Aug 2017, 7:05 am by Elizabeth A. Khalil
In the wake of the financial crisis, including under provisions added by the Dodd-Frank Act, regulators have placed increased focus on corporate governance, including on the role of the board. [read post]
16 Aug 2017, 7:05 am by Elizabeth A. Khalil
In the wake of the financial crisis, including under provisions added by the Dodd-Frank Act, regulators have placed increased focus on corporate governance, including on the role of the board. [read post]
16 Aug 2017, 6:23 am
Under intense pressure from the banking industry, the Trump Administration recently introduced legislation to repeal the Dodd-Frank Act and thereby eliminate the Volcker Rule. [read post]
15 Aug 2017, 6:48 am by Jack Sharman
The most famous scene is the bank robbery, which is one, long 7-minute shot. [read post]
12 Aug 2017, 7:30 am
The Trump Administration has been critical of the Dodd-Frank Act since day one, and one of the primary targets has been the Volcker Rule (“rule”). [read post]
11 Aug 2017, 6:06 am
Admati, Stanford University, on Wednesday, August 9, 2017 Tags: Agency costs, Corporate governance, Financial crisis, Long-Term value, Oversight, Securities regulation, Shareholder value, Short-termism, Systemic risk Investment Banking Relationships and Analyst Affiliation Bias Posted by Stephannie Larocque, University of Notre Dame, on Thursday, August 10, 2017 Tags: Analyst communication, Analyst… [read post]
9 Aug 2017, 9:09 pm by Adam Levitin
 The 2d Circuit held that held that the National Bank Act preempts state usury laws only in regard to the national bank itself; the preemption is personal to the bank and not a feature of the loan, so if a national bank sells a loan to a non-national bank entity, then the state usury law will spring into force regarding the loan. [read post]
7 Aug 2017, 2:51 pm by Kathleen Scott
The Volcker Rule, enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”), and its regulations, adopted by five financial regulators in December 2013, generally prohibit banking entities and affiliates from engaging in proprietary trading or sponsoring or acquiring ownership interests in certain private equity funds. [read post]