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14 Jun 2011, 12:21 pm by John Elwood
First Derivative Traders, 09-525, Sykes v. [read post]
14 Jun 2011, 7:01 am by ADR Times
Senior Vice President of the American Arbitration Association, Mark Appel, said that “Bahrain has a long history and culture that lends well to mediation due to its generations of traders and commercial business. [read post]
13 Jun 2011, 10:07 am by Kali Borkoski
First Derivative Traders, the Court was considering whether and to what extent a mutual fund investment adviser can can be held primarily liable in a private securities-fraud action for “help[ing]” or “participating in” misstatements included in the prospectuses of its clients. [read post]
8 Jun 2011, 5:54 am by Frank Pasquale
Secretive practices and institutions are common in contemporary finance. [read post]
6 Jun 2011, 2:22 pm by Frank Pasquale
Altman believes that there is an alternative: much more intense monitoring of the global financial system by national and international regulators. [read post]
5 Jun 2011, 6:26 pm
 As you'll recall, these rules have been highlighted by anti-traders as evidence of the horribleness of free trade agreements and international investment treaties. [read post]
1 Jun 2011, 5:48 am by Badrinath Srinivasan
Legitimacy and Reflexivity in International Investment Arbitration: A New Self-Restraint? [read post]
1 Jun 2011, 5:48 am by Badrinath Srinivasan
Legitimacy and Reflexivity in International Investment Arbitration: A New Self-Restraint? [read post]
31 May 2011, 2:49 pm by James Hamilton
Forcing high frequency traders to become market makers may deter them from entering the market altogether, reasoned the FSA, thereby removing the benefits of the liquidity they currently provide voluntarily. [read post]
31 May 2011, 4:12 am by sally
It was sufficient for the purposes of providing the material information for an invitation to purchase required pursuant to article 7(4)(a) of the Directive for only certain of the product’s main characteristics to be given in that invitation and for the trader to refer in addition to its website, provided the essential information was on that website. [read post]
29 May 2011, 8:10 pm
Transport Topics reports that U.S. commodities regulators have filed a civil lawsuit against two oil traders in Australia and California and three American and international firms over oil market manipulation in 2008, the record-high year for crude prices, the New York Times reported Wednesday. [read post]
17 May 2011, 11:14 pm
Miles also stated that if international trade mark systems are to be successful they need to recognize registered marks only in so far as a local use does not pre-date it. [read post]
16 May 2011, 10:08 am
It will be possible for someone – whether it is internal compliance departments or external regulators – to at least look out for odd behaviour. [read post]