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14 Nov 2023, 6:31 am
hsCtaTracking=45ff0e63-%207af7-4e28-ba3c-7985d01e390a%7C74c0265a-20b3-478c-846b-69784730ccbd;%20https://7114621.fs1.hubspotusercontentna1.net/hubfs/7114621/2023%20Reports/2023-Investment-Manager-Thematic-Voting-PolicyGL.pdf? [read post]
12 Jul 2013, 8:49 am by Cynthia Marcotte Stamer
WellPoint $1.7 M HIPAA Settlement Expensive Lesson On HIPAA Risks Of Leaving PHI Too Accessible In Web-Based Applications As health plans and health care organizations increasingly jump on the Web-based application bandwagon, managed care company WellPoint Inc. [read post]
30 Mar 2010, 6:21 am by Mark D. Gerstein, Latham & Watkins LLP,
Gerstein is a partner in the Chicago office of Latham & Watkins LLP and Global Chair of that firm’s Mergers and Acquisitions Group. [read post]
27 Jun 2014, 6:19 am by Jim Sedor
The SEC prohibits investment firms from providing paid services to a government client for two years after a contribution by the firm or an employee to candidates or officials who could influence the management of public assets. [read post]
15 Nov 2009, 10:16 am
Unless and until we see an outbreak of shareholder suits or SEC enforcement that stings a group of CEOs or directors, or an improvement in the accounting rules, honest accounting will be perceived as a voluntary matter. [read post]
21 Jul 2008, 2:41 pm
For instance, all six financial firms targeted by CtW agreed to meet with the labor investment group. [read post]
21 Dec 2021, 1:57 pm by Kevin LaCroix
Consultancy, Inc. and is Chairman of the Turrell Fund and serves on the advisory boards of several investment funds, including JPMorgan….earlier in his career Larry was Vice President and Treasurer of AT&T and Chairman and CEO of AT&T Investment Management Corp. [read post]
29 Jun 2023, 4:56 am by Guest Author
  For example, investment in tax analysis can support improved tax decisionmaking. [read post]
14 Nov 2023, 9:01 pm by renholding
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
31 Jul 2018, 9:09 pm by Cynthia Marcotte Stamer
She also has served as an Editorial Advisory Board Member for human resources, employee benefit and other management focused publications of BNA, HR.com, Employee Benefit News, InsuranceThoughtLeadership.com and many other prominent publications and speaks and conducts training for a broad range of professional organizations and for clients, serves on the faculty and planning committee of many workshops, seminars, and symposia, and on the Advisory Boards of… [read post]
18 May 2018, 11:02 am by Cynthia Marcotte Stamer
She also has served as an Editorial Advisory Board Member for human resources, employee benefit and other management focused publications of BNA, HR.com, Employee Benefit News, InsuranceThoughtLeadership.com and many other prominent publications and speaks and conducts training for a broad range of professional organizations and for clients, serves on the faculty and planning committee of many workshops, seminars, and symposia, and on the Advisory Boards of… [read post]
30 Oct 2018, 3:46 pm by Cynthia Marcotte Stamer
She also has served as an Editorial Advisory Board Member for human resources, employee benefit and other management focused publications of BNA, HR.com, Employee Benefit News, InsuranceThoughtLeadership.com and many other prominent publications and speaks and conducts training for a broad range of professional organizations and for clients, serves on the faculty and planning committee of many workshops, seminars, and symposia, and on the Advisory Boards of… [read post]
18 Nov 2019, 1:54 pm by Cynthia Marcotte Stamer
She also has served as an Editorial Advisory Board Member for human resources, employee benefit and other management focused publications of BNA, HR.com, Employee Benefit News, InsuranceThoughtLeadership.com and many other prominent publications and speaks and conducts training for a broad range of professional organizations and for clients, serves on the faculty and planning committee of many workshops, seminars, and symposia, and on the Advisory Boards of… [read post]
30 Aug 2023, 9:05 pm by renholding
Leveraging proxy advisory firms and their recommendations to amplify the activist’s influence. [read post]
Broker-dealers, investment companies and investment advisors must also adopt written policies and procedures addressing the protection of customer information and records under Regulation S-P. [read post]
1 Oct 2020, 8:30 am by Bob Ambrogi
They are launching with a participating group of seven companies, each from a distinct and non-competitive segment of the legal technology market: Agiloft, for contract lifecycle management. [read post]
28 Nov 2012, 4:51 pm by Cynthia Marcotte Stamer
  In addition, companies sponsoring defined benefit plans govered by the PBGC insurance program and/or the Internal Revenue Code and Employee Retirement Income Security Act’s minimum funding rules or entities that are  part of commonly controlled or affiliated groups of companies, purchasing stock or assets from such company groups or lending to or investing in such entities should evaluate the funding status of these programs and… [read post]
8 Feb 2019, 3:06 am by Liz Dunshee
I am interested in hearing from those on the Committee who manage investment capital – what is it that you are looking for as an investor and what questions do you ask the issuers when it comes to human capital? [read post]