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9 Jan 2012, 12:21 pm
In one highly publicized case, he defended former chief of the New York Stock Exchange Richard Grasso in a lawsuit brough by former New York State attorney general Eliot Spitzer. [read post]
5 Oct 2011, 1:00 pm
Noted author Michael Lewis (“Liar’s Poker,” “The Big Short: Inside the Doomsday Machine,” and “Boomerang: Travels in the New Third World”) said they are right to be angry. [read post]
18 Jan 2024, 11:13 am
SAP, for example, is based in Germany but has American Depositary Shares listed on the New York Stock Exchange. [read post]
17 Jan 2009, 1:34 pm
Moreover, the average food stamp transaction in New York City was about $12, thus the activity in Uddin's store was quite unusual.After hearing this testimony, the district court concluded that the government's estimate of loss was too high, while Uddin's was too low. [read post]
29 Sep 2008, 12:16 pm
In exchange for the credit facility, AIG will issue a new series of Convertible Serial Preferred Stock to a trust for the benefit of the United States Treasury (the "Treasury”), which will give the Treasury a 79.9% equity interest in AIG. [read post]
15 Nov 2007, 1:39 am
New York Stock Exchange
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KINGS COUNTYLabor Law
Union's Motion for Reinstatement Of Dues Checkoff Privileges Denied
New York City Transit Authority v. [read post]
19 May 2011, 5:00 am
Thus, New York Stock Exchange LLC will not be able to review any disciplinary action taken by NYSE Regulation. [read post]
21 Dec 2009, 2:51 pm
Since the end of 1999, stocks traded on the New York Stock Exchange have lost an average of 0.5% a year thanks to the twin bear markets this decade. [read post]
16 Sep 2013, 11:21 am
Since private placements are not publicly traded and lack regulatory oversight they carry considerably high risks than stocks and other securities products sold on the New York Stock Exchange. [read post]
23 Apr 2013, 7:23 am
The arbitration clause reads:any dispute, controversy or claim arising out of or based upon or relating to Employment Related Matters will be finally settled by arbitration in New York City before, and in accordance with the rules . . . of, the New York Stock Exchange, Inc. [read post]
18 Jun 2013, 10:16 pm
Information gathered under 702 helped prevent an attack on the New York Stock Exchange. [read post]
3 Feb 2012, 9:40 am
Three attorneys, including Robert Brown, a former partner at New York’s Reitler Brown & Rosenblatt (now Reitler Kailas & Rosenblatt) were also charged with crimes rooted in Singhal’s alleged stock scalping schemes. [read post]
8 Oct 2015, 1:07 pm
Thomson Reuters shares are listed on the Toronto and New York Stock Exchanges. [read post]
19 Jun 2015, 8:58 am
The new Regul [read post]
23 Sep 2016, 11:27 am
Former New York Democratic Governor David A. [read post]
26 Nov 2008, 1:20 am
They filed their lawsuit soon after then-New York Attorney General Eliot Spitzer filed a lawsuit against Marsh, Inc., a Hartford broker. [read post]
26 May 2011, 1:29 pm
District Court for the Southern District of New York. [read post]
New Reporting Offers a Glimpse Inside China’s Xinjiang Practices, Renewing Calls for a U.S. Response
22 Nov 2019, 11:07 am
And tensions with the U.S. worsened last September, as reports emerged that the Trump administration was considering delisting Alibaba from the New York Stock Exchange. [read post]
6 Jul 2010, 4:58 am
The class action complaint was filed in the district court for the Southern District of New York and “alleged violations of §§ 10(b) and 20(a) of the Securities and Exchange Act of 1934…, and SEC Rule 10b-5,” id., at *4. [read post]
18 Jul 2013, 3:00 pm
In reality, the forex trading has incurred losses of investor funds, and the forex trader actually spent only six years as a licensed securities professional in Houston before being barred by the New York Stock Exchange two decades ago. [read post]
