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  For example, FINRA has recently fined and sanctioned several broker-dealers that sold two series of private placements like Medical Capital holdings Inc. notes and preferred shares of Provident Royalties LLC that collapsed in 2009. [read post]
22 Oct 2012, 1:36 am
  A series of those cases were filed in November and December 2011, including cases against Millennium Global Emerging Credit Fund and its principles for manipulating its supposedly independent valuation process, and against ThinkStrategy Capital Management LLC and its managing director for engaging in deceptive conduct designed to bolster its track record, size and credentials.According to Mr. [read post]
11 Oct 2012, 6:50 am
  Similarly, many venture capital firms or large institutional investors will only invest in Delaware LLCs. [read post]
11 Oct 2012, 6:50 am
Similarly, many venture capital firms or large institutional investors will only invest in Delaware LLCs.  [read post]
1 Oct 2012, 3:00 am by nedaj
Event: Know Yourself and Your Decision-Making Process: A Conversation with Nobel Laureate Daniel Kahneman Location: New York, NY October 16 Sponsor: Investment Adviser Association Event: 2012 Compliance Workshop Location: Boston, MA October 16 Sponsor: NC Department of Secretary of State Event: Investment Adviser Workshop Location: Charlotte, NC October 17 Sponsor: Hedge Funds Care & ParkRiver Fund Solutions Event: Cocktails & Commentary – Navigating… [read post]
28 Sep 2012, 5:41 am
Worldwide, government subsidies to chosen industries and favored companies are out of control, bankrupting treasuries, breeding cronyism, misdirecting and deterring private investment, distorting market signals, and undermining support for capitalism and free trade. [read post]
14 Sep 2012, 2:13 pm by Cathy Holmes
Within the Investment Capital Law Group, Cathy focuses on business formations for entrepreneurs, private securities offerings, structuring and offering of private investment funds, and business and regulatory matters for investment bankers, investment advisers, securities broker-dealers and real estate/mortgage brokers. [read post]
7 Sep 2012, 11:01 am by admin
Highest-Ever Profits Property-casualty insurers, which cover damage to homes and cars, reported their highest-ever profit of $73 billion last year, up 49 percent from $49 billion in 2005, according to Highline Data LLC, a Cambridge, Massachusetts-based firm that compiles insurance industry data. [read post]
6 Sep 2012, 9:17 am by Amber Walsh
IMS is owned in part by TPG Creative Capital, a leading international private equity investor in healthcare, with $51.5 billion of capital currently under management. [read post]
4 Sep 2012, 9:12 pm by Kyle Hulten
Venture Capital New (Corporate) Investors in Venture Capital Markets Ford, General Motors, and American Express are among those multinational corporations that have recently focused efforts on investing in Silcon Valley startups. [read post]
1 Sep 2012, 2:09 pm by Cathy Holmes
However, not every fund that invests in real estate does so directly – some funds invest in the securities of other partnerships, LLCs or other entities that invest in real estate. [read post]
1 Sep 2012, 2:09 pm by Cathy Holmes
However, not every fund that invests in real estate does so directly – some funds invest in the securities of other partnerships, LLCs or other entities that invest in real estate. [read post]
1 Sep 2012, 3:28 am by SHG
© 2012 Simple Justice NY LLC. [read post]
30 Aug 2012, 3:04 am by SHG
© 2012 Simple Justice NY LLC. [read post]
14 Aug 2012, 5:46 am by D. Daxton White
According to reports, Milkie/Ferguson Investments Inc., a small broker-dealer that was a big seller of fraudulent Provident Royalties LLC private placements, has shut down. [read post]
14 Aug 2012, 5:46 am by D. Daxton White
According to reports, Milkie/Ferguson Investments Inc., a small broker-dealer that was a big seller of fraudulent Provident Royalties LLC private placements, has shut down. [read post]
14 Aug 2012, 5:46 am by D. Daxton White
According to reports, Milkie/Ferguson Investments Inc., a small broker-dealer that was a big seller of fraudulent Provident Royalties LLC private placements, has shut down. [read post]
14 Aug 2012, 5:46 am by D. Daxton White
According to reports, Milkie/Ferguson Investments Inc., a small broker-dealer that was a big seller of fraudulent Provident Royalties LLC private placements, has shut down. [read post]