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31 May 2018, 2:29 am
SEC Charges Long Island Investment Professional in $8 Million Scam Targeting Long-Standing Brokerage Customers (SEC Litigation Release No. 24152)https://www.sec.gov/litigation/litreleases/2018/lr24152.htmThe SEC charged Steven Pagartanis in the United States District Court for the Eastern District of New York with The violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder;. [read post]
3 Apr 2023, 4:20 am
In 2023 FINRA Settles With Goldman Sachs Over Mismarked Short Sales Dating Back to 2015 (BrokeAndBroker.com Blog) FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) Steven Schwartz, Plaintiff, v. [read post]
13 Feb 2013, 5:54 am by Legal Reader
William Rehnquist often did not attend toward the end of his tenure as chief justice, he said, and former associate justice John Paul Stevens never showed up. [read post]
21 May 2013, 7:00 am by Specialty Insurance Blog
Insurance Journal has an excellent summary of this decision and prior history (see here, written by Steven Pitt of Kunz Plitt Hyland & Demlong, P.C.). [read post]
1 Jun 2013, 12:47 pm by Gerry Riskin
A recent op-ed piece in The New York Times by Northwestern University Adjunct Professor Steven J. [read post]
13 Apr 2021, 5:30 am by Jordan Rothman
[Fox News] * A New York attorney recently appeared on Jeopardy! [read post]
22 Aug 2013, 4:30 am by Karen Tani
Bernstein reviews Alexander Tsesis, For Liberty and Equality; Anders Walker reviews Tomiko Brown-Nagin, Courage to Dissent; Reuel Schiller reviews Joanna Grisinger, The Unwieldy American State; Steven K. [read post]
15 May 2019, 6:14 am by JB
In today's New York Times, Tom Edsall gives an outstanding summary of the academic debate over whether Donald Trump is a disjunctive president, or something far more dangerous. [read post]
3 Apr 2023, 4:20 am
Allstate Insurance Company, Defendants (Memorandum and Order, United States District Court for the Eastern District of New York) Goldman Sachs gets $3M FINRA fine for 60 million short sale errors (Financial Planning by Victoria Zhuang) Latest SEC budget request emphasizes an enforcement agenda (Financial Planning by Dan Shaw) ... [read post]
16 Nov 2007, 12:29 am
Nov 15, 2007) (NO. 2038)Steven Banks, The Legal Aid Society, New York (Heidi Bota of counsel), for appellant. [read post]
25 Jan 2008, 12:31 am
Jan 24, 2008) (NO. 2593, 454/04)Steven Banks, The Legal Aid Society, New York (Svetlana M. [read post]
29 Dec 2006, 1:11 am
Dec 28, 2006) (NO. 10008, 2222/84)Steven Banks, The Legal Aid Society, New York (Susan Epstein of counsel), for appellant. [read post]