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9 Jun 2022, 9:19 am by Robbie Kenney
This bill is one of several legislative solutions proposed by Senator Singer. [read post]
8 Jun 2022, 2:20 pm by Paul Singer and Beth Chun
Kelley Drye State Attorneys General practice Co-Chair Paul Singer, Senior Associate Beth Chun and Abby Stempson, Director of the Center for Consumer Protection, National Association of Attorneys General (NAAG) presented State Attorneys General 101. [read post]
7 Jun 2022, 6:05 am by Michael Geist
To illustrate how broadly Section 4.2 could be interpreted, take the example of a Canadian TikTok creator who posts a dance video using Ucluelet, BC, singer Jessia’s song, I’m Not Pretty. [read post]
7 Jun 2022, 12:55 am by Jeff Scurry
We like to occasionally use this space to let you know about upcoming events that you may not have heard about: June 8 State Attorneys General 101 Please join Kelley Drye State Attorneys General practice Co-Chair Paul Singer, Senior Associate Beth Chun and Abby Stempson, Director of the Center for Consumer Protection, National Association of Attorneys General (NAAG) for State Attorneys General 101. [read post]
6 Jun 2022, 12:45 pm by Brad Schnure
“There’s simply too much at risk for the Murphy administration to stay disengaged when it comes to protecting the Jersey Shore this summer,” added Singer. [read post]
6 Jun 2022, 11:18 am by Jonathan Azzara
(©iStock) “There are thousands of New Jersey residents in recovery who struggle with addiction every day,” said Singer (R-30). [read post]
4 Jun 2022, 5:57 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6491/securities-industry-commentator/Stephen A. [read post]
4 Jun 2022, 5:57 am
The Nightmare of a Dream Job on Wall Street (BrokeAndBroker.com Blog)Southampton Woman Pleads Guilty to Elder Fraud Scheme (DOJ Release)Pair who went on the run after being found guilty of fraud at a now defunct precious metals firm, sentenced to prison / Defrauded 3,000 customers of more than $30 million (DOJ Release)SEC CHARGES NEW JERSEY SOFTWARE COMPANY AND SENIOR EMPLOYEES WITH ACCOUNTING-RELATED MISCONDUCT / Synchronoss Technologies to Pay $12.5 Million to Settle Charges, Former CEO to… [read post]
4 Jun 2022, 5:57 am
Former Sales Manager Barred By FINRA After Assistant Takes His CE Training (BrokeAndBroker.com Blog)Woman Wins $5.2 Million in Damages Against GEICO After Getting HPV In Insured's Car -- seriously! [read post]
4 Jun 2022, 5:57 am
The Nightmare of a Dream Job on Wall Street (BrokeAndBroker.com Blog)Southampton Woman Pleads Guilty to Elder Fraud Scheme (DOJ Release)FINRA Fines and Suspends Rep for Personal Test NotesIn the Matter of Vanessa Koliver, Respondent (FINRA AWC)SEC Denies Award To Whistleblower ClaimantOrder Determining Whistleblower Award ClaimsSEC Denies Award To Whistleblower ClaimantOrder Determining Whistleblower Award ClaimsSEC Denies Award To Whistleblower ClaimantOrder Determining Whistleblower Award… [read post]
4 Jun 2022, 5:57 am
GUEST BLOG [In]Securities: Buck Nekkid: The SEC on Full Frontal Disclosure by Aegis Frumento Esq (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6483/insecurities-aegis-frumento-straightpathHe's Back!!! [read post]
31 May 2022, 4:00 pm
Golf Course, that isBorn in 1903, Leslie Townes Hope, better known as Bob Hope, was a legendary actor, comedian, singer, and dancer, whose illustrious career spanned some 70 years. [read post]
31 May 2022, 3:18 pm by Dale Carpenter
Likewise, a photographer or a wedding singer should not be punished for refusing to take photographs celebrating a same-sex wedding, or for refusing to sing at such a wedding. [read post]
31 May 2022, 8:09 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6478/securities-industry-commentator/Let's Go to the Video: SEC Gamifies Wall Street Regulation During Pandemic And Economic Crisis (BrokeAndBroker.com Blog)Former Tennessee Securities Broker-Dealer Sentenced To 78 Months' Imprisonment For Embezzling $5.7 Million From Employee Pension Benefit Plan (DOJ Release)Los Angeles Man Sentenced… [read post]
31 May 2022, 8:09 am
Letter from United States Senate Committee on Banking, Housing, and Urban Affairs Chairman Sherrod Brown to Wells Fargo & Company President/Chief Executive Officer Charles W. [read post]
31 May 2022, 8:09 am
FINRA Arbitrator Denies Expungement of One Item but Recommends Expungement of SecondIn the Matter of the Arbitration Between David John Kimura, Claimant, v. [read post]
31 May 2022, 8:09 am
Three Charged with Conspiracy to Defraud Five People of $3.25 Million in Investment Fraud Scheme (DOJ Release)Man Who Ran $1.4 Million Ponzi Scheme from Prison Sentenced to 8 More Years (DOJ Release)Tulsa Man Sentenced for Defrauding Investor and Banks of Millions (DOJ Release)Houston area unlicensed cryptocurrency business results in conviction (DOJ Release)Jury finds Canal Winchester man guilty on all counts in romance scam money laundering conspiracy (DOJ Release)SEC Obtains Final Judgment… [read post]