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26 May 2023, 6:30 am
Securities and Exchange Commission, on Saturday, May 20, 2023 Tags: Asset management, Cybersecurity, Fiduciary duties, Private funds, registered funds, SEC enforcement, Securities Act The State of Climate Investing Posted by Chris Goolgasian and Cheryl Duckworth, Wellington Management, on Sunday, May 21, 2023 Tags: Asset Managers, Climate change, climate disclosures, climate investing, ESG, Private equity Anatomy of a Run: The Terra Luna Crash Posted by Jiageng Liu… [read post]
26 May 2023, 6:30 am
Securities and Exchange Commission, on Saturday, May 20, 2023 Tags: Asset management, Cybersecurity, Fiduciary duties, Private funds, registered funds, SEC enforcement, Securities Act The State of Climate Investing Posted by Chris Goolgasian and Cheryl Duckworth, Wellington Management, on Sunday, May 21, 2023 Tags: Asset Managers, Climate change, climate disclosures, climate investing, ESG, Private equity Anatomy of a Run: The Terra Luna Crash Posted by Jiageng Liu… [read post]
4 Nov 2022, 6:30 am
Securities and Exchange Commission, on Thursday, November 3, 2022 Tags: Accountability, Cybersecurity, regulation, SEC, SEC enforcement, Securities regulation Statement by Commissioner Uyeda on Final Amendments to Form N-PX Posted by Mark T. [read post]
23 Jun 2021, 6:15 am
Securities and Exchange Commission. [read post]
26 Jun 2015, 5:30 am
First to the Finish: CalSTRS Inaugural Sustainability Report Released Check out the first Sustainability Report of CalSTRS, posted in our “Social Responsibility” Practice Area. [read post]
20 Oct 2023, 6:30 am
Securities and Exchange Commission, on Saturday, October 14, 2023 Tags: Dodd-Frank Act, FINRA, SEC, Short Sale Activity Boards Confront Evolving Risks and Pressures During Another Disruptive Year Posted by Amy Rojik, BDO, on Sunday, October 15, 2023 Tags: Board of Directors, Cybersecurity, ESG, SEC The Social Costs (and Benefits) of Dual-Class Stock Posted by Gregory H. [read post]
20 Oct 2023, 6:30 am
Securities and Exchange Commission, on Saturday, October 14, 2023 Tags: Dodd-Frank Act, FINRA, SEC, Short Sale Activity Boards Confront Evolving Risks and Pressures During Another Disruptive Year Posted by Amy Rojik, BDO, on Sunday, October 15, 2023 Tags: Board of Directors, Cybersecurity, ESG, SEC The Social Costs (and Benefits) of Dual-Class Stock Posted by Gregory H. [read post]
31 Mar 2011, 7:00 am
-E.U Safe Harbor or other privacy, security, or compliance programs. [read post]
31 Mar 2017, 7:05 am
Two deal with noncommercial broadcasters (undoing the requirement for noncommercial broadcasters to get Social Security Numbers from its board members so that they can acquire an FCC Registration Number for them – see our articles here and here on this issue – and one allowing noncommercial broadcasters to interrupt programming to raise funds for unrelated non-profit organizations- see our article below). [read post]
29 Apr 2023, 6:30 am
Securities and Exchange Commission. [read post]
29 Apr 2023, 6:30 am
Securities and Exchange Commission. [read post]
29 Nov 2013, 10:32 am
#EUDataP http://fb.me/3z121f6l7 The Plain Truth About Safe Harbor https://www.privacyassociation.org/privacy_perspectives/post/the_plain_truth_about_safe_harbor … European Commission Calls for Data Transfer Reforms – On November 27, the European Commission released a strat… http://ow.ly/2BPYKU Maricopa Community Colleges notifies 2.5M after data security breach http://ow.ly/2BPOoj Payment Card… [read post]
18 Oct 2023, 9:01 pm
Securities and Exchange Commission (SEC) announced a US$19 million settlement with the investment adviser DWS Investment Management Americas Inc. [read post]
19 May 2017, 7:34 am
NetSpend Corporation (NetSpend) recently agreed to settle with the Federal Trade Commission (FTC) regarding allegations that NetSpend deceived consumers about certain aspects of NetSpend’s reloadable prepaid cards. [read post]
25 May 2023, 2:10 pm
Over the last several years, the Securities and Exchange Commission (the “SEC”) and the Commodities Futures Trading Commission (“CFTC”) have been laser-focused on the use of so called “off-channel communications” in the financial services industry. [read post]
5 Dec 2017, 10:43 am
The Securities and Exchange Commission announced yesterday that its new Cyber Unit obtained an emergency asset freeze to halt a “fast-moving” Initial Coin Offering (ICO) fraud that raised up to $15 million from thousands of investors since August by falsely promising a 13-fold profit in less than a month. [read post]
11 Jan 2024, 7:19 am
The Securities and Exchange Commission, by a 3-2 vote, authorized a dozen spot Bitcoin exchange traded products. [read post]
18 Jul 2022, 4:17 pm
Criminal laws are tools to secure justice for victims. [read post]
10 Feb 2022, 11:23 am
T-Mobile’s data breach in August 2021 exposed the social security numbers and drivers license numbers for over 40 million former or prospective customers. [read post]
UN High Commissioner for Human Rights: Bulletin on Economic, Social and Cultural Rights - April 2014
24 Apr 2014, 7:17 pm
• The report is available here Guiding Principles on security of tenure for the urban poor. [read post]
