Search for: "U.S. Commodity Futures Trading Commission" Results 1141 - 1160 of 1,248
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16 Feb 2010, 7:59 am by Stikeman Elliott LLP
Commodity Futures Trading Commission, gave a speech to the Council on Foreign Relations in New York regarding the reform of over-the-counter derivatives markets. [read post]
5 Feb 2010, 6:05 am by Hal Scott, Harvard Law School,
These data show that U.S. banks with significant deposit bases assume little to no balance sheet risk from proprietary trading. [read post]
2 Feb 2010, 6:19 am by David Zaring
  The details from the BLT: Commodity Futures Trading Commission: increase of 54.4% to $261 million, with the bulk of the increase going to new regulation of derivatives and stepped-up enforcement of existing regulations. [read post]
The Numbers and Trends By virtually all statistical measures, the level of enforcement activity has increased substantially under this Commission. [read post]
28 Jan 2010, 1:31 am by Hedge Fund Lawyer
The following press release can be found here. **** CFTC’s Division of Clearing and Intermediary Oversight Provides Annual Report Guidance to Commodity Pool Operators Washington, DC — The Commodity Futures Trading Commission’s Division of Clearing and Intermediary Oversight has issued its annual guidance letter to registered commodity pool operators (CPOs). [read post]
25 Jan 2010, 4:26 am
Customs & Border Protection • Commodities Futures Trading Commission • Federal Trade Commission ... [read post]
14 Jan 2010, 11:17 am by Hedge Fund Lawyer
Commodity Futures Trading Commission (CFTC) today announced the publication in the Federal Register of proposed regulations concerning off-exchange retail foreign currency transactions. [read post]
13 Jan 2010, 12:37 pm
—The Commodity Futures Trading Commission filed 31 civil actions in Ponzi cases this year, more than twice the 2008 amount. [read post]
13 Jan 2010, 12:37 pm by Blum & Silver, LLP
—The Commodity Futures Trading Commission filed 31 civil actions in Ponzi cases this year, more than twice the 2008 amount. [read post]
2 Jan 2010, 7:46 am
NUMBER 2: Murdoch and Newspaper Industry v Internet The year that the US newspaper industry lost more than 40,000 jobs also saw business tycoon Rupert Murdoch commence a battle against companies such as Google for "stealing" content from his news publication websites, like the Times and the Wall Street Journal (see Murdoch's Federal Trade Commission speech here). [read post]
18 Dec 2009, 10:38 am by N. Peter Rasmussen
As amended by the Commodity Futures Modernization Act, the Exchange Act antifraud provisions apply to security-based swap agreements. [read post]
13 Dec 2009, 8:58 pm by smtaber
Click Here Hidden climate change bill haunts developing nations: $30 billion estimate just a down payment on future funding, U.N. says. [read post]
11 Dec 2009, 11:38 am by James Hamilton
According to Treasury, the lack of a federal regulatory regime and resolution authority for large systemic non-bank financial institutions contributed to the financial crisis and, unless addressed with legislation, will constrain a federal response to future crises (Title I, Subtitle G). [read post]
10 Dec 2009, 2:09 am
Customs & Border Protection • Commodities Futures Trading Commission • Federal Trade Commission ... [read post]
23 Nov 2009, 1:53 pm by Andrew McLain
Commodity Futures Trading Commission (CFTC) civil enforcement action against a New York Mercantile Exchange broker for "knowingly" manipulating settlement prices for electricity future contracts on behalf of Avista Energy, Inc. in 1998. [read post]
18 Nov 2009, 3:16 am
Surely the plaintiffs in this case of alleged market manipulation might want to characterize the case differently -- perhaps, can the nation's largest dairy cooperative covertly buy 12 million pounds of cheddar over one month to artificially inflate cheese prices or is that a violation of Section 9 of the Commodoties Exchange Act as the Commodity Futures Trading Commission found in December, 2008? [read post]