Search for: "Wall Street Financial Corporation"
Results 1141 - 1160
of 3,371
Sort by Relevance
|
Sort by Date
11 Feb 2015, 7:04 am
(Wall Street). [read post]
9 Feb 2015, 11:18 pm
Yesterday the Securities and Exchange Commission announced the adoption of proposed rules to implement Section 955 of the Dodd-Frank Wall Street Reform and Consumer Protection Act which addresses disclosure of company policies related to employee and director hedging transactions. [read post]
9 Feb 2015, 11:18 pm
Yesterday the Securities and Exchange Commission announced the adoption of proposed rules to implement Section 955 of the Dodd-Frank Wall Street Reform and Consumer Protection Act which addresses disclosure of company policies related to employee and director hedging transactions. [read post]
9 Feb 2015, 5:52 am
Private student loans with graduated repayment terms must also meet all relevant consumer protection laws (e.g., the Electronic Fund Transfer Act, the Equal Credit Opportunity Act, the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Truth in Lending Act) and all regulations relating to those laws. [read post]
6 Feb 2015, 7:58 am
Please contact our team of experienced attorneys for a consultation at (212) 696-1999. [1] While the OCIE examines exchanges and self-regulatory organizations as well, the SEC’s 2015 Examination Priorities did not address examination priorities for those organizations. [2] As defined under the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
2 Feb 2015, 11:24 am
This post is based on an op-ed by Professor Roe and Michael Tröge that was published today in The Wall Street Journal, which can be found here. [read post]
23 Jan 2015, 6:13 am
It all means that big-dollar Wall Street donors are playing it safe. [read post]
22 Jan 2015, 5:37 am
A May 1, 2014 Wall Street Journal article, entitled “Frustration Rises Over Crowdfunding Rules,” describes efforts in the U.S. [read post]
19 Jan 2015, 6:05 am
Pedrow* The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”), signed by President Obama in 2010 in response to the financial crisis, includes a provision intended to remedy racial and gender discrepancies at federal financial regulatory agencies and private financial institutions. [read post]
15 Jan 2015, 8:41 pm
“The Federal Reserve Board and the Federal Deposit Insurance Corporation (FDIC) today made available the public portions of resolution plans for firms with generally less than $100 billion in qualifying nonbank assets, as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). [read post]
13 Jan 2015, 8:25 am
.), sponsor of the measure, noted that current federal law treats the sale of a small, privately held business as if it were a Wall Street investment firm selling securities of a public company. [read post]
As Part of White House Cyber Security Initiative, President Proposes Uniform Data Notification Rules
13 Jan 2015, 4:18 am
However, according to a January 12, 2015 Wall Street Journal article entitled “White House Aims to Harden Cyberattack Defense” (here), the White House is about to try again to address the issue, through new legislative proposals to be announced this week and in the President’s upcoming State of the Union address, and through an executive order to be introduced later this year. [read post]
13 Jan 2015, 3:00 am
The need to detect and investigate reported allegations of wrongdoing within a corporation has long been a fact of corporate life. [read post]
9 Jan 2015, 3:44 am
A record 33 appraisal claims stemming from public-company takeovers were filed last year in Delaware, the legal home to most U.S. listed firms, according to a Wall Street Journal review of court documents. [read post]
6 Jan 2015, 4:14 am
However, an interesting new initiative has recently emerged – the attempt to achieve litigation reform through amendments to corporate bylaws. [read post]
31 Dec 2014, 5:56 pm
The Wolf of Wall Street by Jordan Belfort (2007)7. [read post]
22 Dec 2014, 6:45 am
22 December 2014 Click here for the latest articles on Hotel Management Agreements. [read post]
16 Dec 2014, 3:39 am
Departments of Employee Benefits Security Administration, the Internal Revenue Service, and the Pension Benefit Guaranty Corporation December 15, 2015. [read post]
11 Dec 2014, 1:12 pm
The court overturned the criminal convictions of two hedge fund portfolio managers who were convicted in 2013 as part of a massive sweep by New York federal prosecutors targeting insider trading on Wall Street and beyond. [read post]
9 Dec 2014, 10:38 am
With all of the high profile data breaches that have taken place in recent months, cyber security is a critical topic at the top of just about everyone’s agenda. [read post]
