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4 Aug 2023, 2:25 pm by Kate Reeves
These factors are all necessary in order to obtain an award under the rules established in § 240.21F-4 (c)(1-3). [read post]
21 Jul 2021, 8:07 am by John E. Villafranco and Maggie Crosswy
H.R. 2668, authored by Representative Tony Cárdenas (D-CA), would explicitly authorize the FTC to seek permanent injunctions and other equitable relief, including restitution and disgorgement, to redress perceived consumer injury. [read post]
11 Jan 2012, 11:37 am by James Hamilton
In a public rulemaking petition, the Managed Funds Association asked the SEC to amend Rule 502(c) of Regulation D to eliminate the prohibition on offers or sales securities by general solicitation or general advertising with respect to private funds. [read post]
24 Mar 2014, 8:25 am
Frank is the ultimate IFPI Digital Music Report fanWhat does IFPI have in mind here? [read post]
13 Apr 2018, 6:29 am by Elisabeth R. Connell
English argued through her counsel that he lacked such power because the Dodd Frank Act specifies that the Deputy Director – i.e., Ms. [read post]
20 Jun 2012, 5:00 am by Doug Cornelius
Although, the state level definitions are continuing to change and catch up to the changes brought by Dodd-Frank. [read post]
23 Aug 2011, 3:01 pm by Oliver G. Randl
However, the supplement “c/o” was missing before the latter.[1.4.1] However, contrary to the [opponent’s] opinion, this incorrectness does not result in the transmission of the impugned decision having to be qualified as not directed to the PR of the [opponent], in violation of R 130(1). [read post]
28 Jan 2011, 4:47 am
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Reform Act") and its own October 2010 proposed rules (Release No. 33-9153) (the "Proposed Rules"), the Securities and Exchange Commission (the "SEC") on January 25, 2011 announced its adoption by a 3-2 vote of final regulations for shareholder advisory votes on executive compensation ("Say-on-Pay") and golden parachute compensation (Release No. 33-9178) (the… [read post]
3 May 2019, 6:37 am by Richard J. Andreano, Jr.
Advance Notice of Proposed Rulemaking The HMDA amendments adopted by the CFPB in October of 2015 revised certain pre-existing data points, added data points set forth in Dodd-Frank, and included additional data points based on authority in Dodd-Frank for the CFPB to mandate reporting of such other information as it may require. [read post]
24 Jan 2012, 5:39 am
.* Defendant failed in a Franks challenge where all he could show was that the officer didn’t learn of the possible falsity of the information in the warrant request until after it was sought. [read post]
22 Mar 2011, 4:40 am
.* Defendant’s Franks challenge to a seizure for forfeiture was unsuccessful because the affidavits as a whole show probable cause. [read post]
25 Feb 2011, 4:17 am
.* Defendant’s Franks challenge fails because the omitted information had nothing to do with the probable cause that already existed. [read post]
11 Jul 2008, 10:54 am
Defendant also made a Franks challenge, but the information was not false, and excluding it still left the affidavit with PC. [read post]