Search for: "Christopher Banks"
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12 May 2013, 4:00 am
Christopher John Whaling, et al. [read post]
14 Nov 2010, 4:03 pm
Royal Bank of Scotland received enthusiastic encouragement from its institutional shareholders for its acquisition of bits of ABN AMRO. [read post]
6 Jul 2016, 9:30 pm
by Joel Schectman (2015) (exploring to what extent regulatory capture actually occurs) One Way to Rebuild Our Institutions by Elizabeth Warren (2016) A Revolving Door Helps Big Banks’ Quit Campaign to Muscle Out Fannie and Freddie by Gretchen Morgenson (2015) (on big banks and Fannie Mae and Freddie Mac) The Financial Crisis: Why Have No High-Level Executives Been Prosecuted? [read post]
25 Nov 2008, 11:41 pm
Handel, Christopher J. [read post]
23 Feb 2009, 8:21 am
The new restrictions were added to the bill late in the legislative process by Senate Banking Committee Chair Christopher Dodd over the objections of Obama and the Treasury, according to news reports. [read post]
12 Jan 2010, 4:49 am
Senator Christopher Dodd's planned retirement may mean for his sweeping financial reform and corporate governance legislation. [read post]
31 Oct 2016, 9:30 pm
Christopher Giancarlo, Commissioner of the U.S. [read post]
28 Dec 2007, 1:02 am
Morgenthau, District Attorney, New York (Christopher P. [read post]
23 Sep 2008, 10:55 pm
(especially if the banks writing the mortgages know they don't have hold them to maturity . [read post]
9 Feb 2007, 12:28 am
Feb 08, 2007) (NO. 157, 432/04)Steven Banks, The Legal Aid Society, New York (David Crow of counsel), and Shearman & Sterling LLP, New York (Christopher R. [read post]
28 Jul 2008, 12:02 pm
Last week, Ranking Member of the House Committee on Financial Services Spencer Bachus wrote to FASB Chairman Bob Herz and SEC Chairman Christopher Cox, asking them to - what else? [read post]
24 Jan 2022, 7:36 pm
Christopher’s article Mobile Banking: The Answer for the Unbanked in America is cited in the following article: Robert C. [read post]
2 Apr 2021, 11:49 am
Havian was the head of the SEC’s Office of the Whistleblower Jane Norberg, the CFTC’s Whistleblower chief Christopher Ehrman, and the IRS’s Whistleblower Office Program Manager Dawn Applebaum. [read post]
2 Nov 2008, 11:40 am
It’s frightening,” said Christopher Devereux, a British businessman who has been attending the fair for more than a decade. [read post]
9 Jul 2021, 3:00 am
Natalie Mayflower Sours Edwards pleaded guilty in 2020 to leaking documents related to “suspicious activity reports” that banks file with the Treasury Department. [read post]
25 Sep 2019, 6:00 am
This year, joining Chain | Cohn | Stiles in funding scholarships was Kern Schools Federal Credit Union, Rabobank, Valley Republic Bank, Beautiful You Medical Aesthetics, and XM Garcia Law. [read post]
10 Jun 2009, 1:23 pm
In February, Senator Christopher Dodd, who chairs the Senate Banking Committee, inserted into the economic stimulus bill an advisory vote mandate for the several hundred financial firms that received federal bailout funds. [read post]
23 Mar 2012, 9:17 am
Christopher Puglisi of New Jersey also invested in ASTA/MAT in 2007 through an account at Citigroup’s Smith Barney division. [read post]
3 Jan 2019, 5:57 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrick, Tabor FBL Marketing Services, LLC Allstate Financial Services, LLC Conklin, Jeffrey The Huntington Investment Company American General… [read post]
17 Jun 2009, 9:44 am
Clifford Chance litigation partners Mark Kirsch and Mark Joel Cohen, and senior counsel Christopher Joralemon, have wound up at Gibson Dunn (which seems to be weathering the downturn better than many firms). [read post]
