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23 Aug 2017, 10:44 am by Robert B. Lamm
Earlier this month, the Federal Reserve proposed changes to its guidance on corporate governance for banking organizations. [read post]
23 Aug 2017, 10:44 am by Robert B. Lamm
Earlier this month, the Federal Reserve proposed changes to its guidance on corporate governance for banking organizations. [read post]
21 Aug 2017, 3:21 pm by Brian Corrigan
The authorities on which Andrew relied were distinguished because none involved a direction in the instrument to replace a corporate trustee with another corporate trustee, as was the case here, which, the Court stated, was “a significant difference because the professional management and independence uniquely afforded by a bank could affect a court’s analysis of such a provision” (id. at 5). [read post]
21 Aug 2017, 3:21 pm by Brian Corrigan
The authorities on which Andrew relied were distinguished because none involved a direction in the instrument to replace a corporate trustee with another corporate trustee, as was the case here, which, the Court stated, was “a significant difference because the professional management and independence uniquely afforded by a bank could affect a court’s analysis of such a provision” (id. at 5). [read post]
18 Aug 2017, 6:16 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, August 18, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of August 11–17, 2017. [read post]
16 Aug 2017, 7:05 am by Elizabeth A. Khalil
Under the Federal Deposit Insurance Act, for example, all bank directors are “institution-affiliated parties” (IAPs) – and are thus always subject to the federal banking agencies’ enforcement authority for violations and practices specified in the statute (in contrast to independent contractors like outside counsel, who become IAPs only if they “knowingly or recklessly participat[e]” in a specified offense). [read post]
16 Aug 2017, 7:05 am by Elizabeth A. Khalil
Under the Federal Deposit Insurance Act, for example, all bank directors are “institution-affiliated parties” (IAPs) – and are thus always subject to the federal banking agencies’ enforcement authority for violations and practices specified in the statute (in contrast to independent contractors like outside counsel, who become IAPs only if they “knowingly or recklessly participat[e]” in a specified offense). [read post]
9 Aug 2017, 5:53 am
State owned enterprises (SOEs), development banks, and other mechanisms for the insertion of states into economic activity ought to trigger both a state duty (with respect to ownership interest and funding) and a corporate responsibility (with respect to the operations of the enterprise itself) (e.g., here). [read post]
4 Aug 2017, 6:00 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, August 4, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 28–August 2, 2017. [read post]
2 Aug 2017, 9:43 am by Amanda Pickens
Hyatt Corporation; No. 3:17-cv-00413 (W.D.N.C. [read post]
28 Jul 2017, 6:00 am
Strahan, Boston College, on Tuesday, July 25, 2017 Tags: Banks, Capital markets, Cash flows, EU, Europe, Financial crisis, Foreign banks, International governance, Italy, Social networks, Systemic risk Review of Shareholder Activism—1H 2017 Posted by Jim Rossman, Lazard, on Tuesday, July 25, 2017 Tags: Boards of Directors, Hedge funds, Index funds, Institutional… [read post]
21 Jul 2017, 6:04 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, July 21, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 14–20, 2017. [read post]
14 Jul 2017, 6:19 am
Yavitz, Wachtell, Lipton, Rosen & Katz, on Saturday, July 8, 2017 Tags: Anti-corruption, Asset-backed securities, Barclays Capital, Corporate crime, Corporate fraud, DOJ, International governance, Mortgage lending, Qatar, Securities enforcement, UK 2017 Proxy Season Review Posted by Mark Manoff and Stephen W. [read post]
8 Jul 2017, 12:21 pm
But the same might also be true of state duty under the 1st Pillar of the UNGP in contradistinction to corporate responsibility under the 2nd Pillar. [read post]
6 Jul 2017, 8:37 pm by Jim Sedor
Could, for example, corporate lobbyists or political operatives sign on and seek to influence coverage? [read post]