Search for: "Julie Hedges"
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16 Feb 2009, 1:49 am
The complaint alleges that in June 2008, the plaintiff’s investment consultant retained Austin "for the purpose of managing a portion of the [plaintiff’s] assets, to be invested in hedge funds. [read post]
26 Oct 2010, 6:21 am
In sum, the Fund had amassed over $450 million in investments by the time it announced its voluntary liquidation in July 2005. [read post]
1 Aug 2010, 11:21 am
In July 2009, the SEC provided legislative proposals that staff believed would allow the Commission to better protect investors. [read post]
30 Aug 2022, 1:01 am
The assassin hid behind a large hedge that Motley had urged Evers to cut down. [read post]
7 Nov 2011, 7:11 am
(ChinaFotoPress/Zuma Press) At least, that is the inescapable conclusion from this Zero Hedge post by Tyler Durden that, though anecdotal, has the credibility of immediacy: Stunned. [read post]
1 Mar 2011, 8:23 am
July 2000). [7] This language is a minor change from the Proposed Regulations in order to be consistent with the defined terms in 26 U.S.C. [read post]
9 Aug 2024, 1:39 pm
FINRA Arbitration No. 23-03076 (filed October 19, 2023): Roberts’ clients allege damages in excess of $5 Million based on their claims of breach of fiduciary duty, negligence, fraud, breach of contract, violation of the New Jersey uniform securities law and violation of the Florida securities and investor protection act based on Roberts’ recommendations of structured notes at Stifel Nicolaus FINRA Arbitration No. 23-03052 (filed October 16, 2023): Customers of Roberts allege losses of… [read post]
13 Jan 2015, 8:25 am
The House, having failed to pass bipartisan legislation containing a number of Dodd-Frank corrections and job creation measures on a fast track, is brining the Promoting Job Creation and Reducing Small Business Burdens Act, H.R. 37, under a rule this week. [read post]
10 May 2020, 7:00 am
But in July 2011, reports began to surface accusing China of hosting Gadhafi officials to secure arms deals with Beijing in violation of the U.N. embargo, which the Chinese Foreign Ministry later denied, marking the lowest point in the China-NTC relationship. [read post]
1 Apr 2013, 12:51 am
The EECS issued two public statements in July and November 2011 that stressed both the need for transparency in reporting exposures consistent with the relevant IFRS and on a country-by-country basis. [read post]
30 Dec 2010, 6:00 am
In July 2010 however following publication of CRD3, the FSA published CP 10/19 to consult on a revised version of the Code which would extend the application of the Code to almost 2,500 firms and introduce twelve new remuneration principles[7]. [read post]
4 Dec 2013, 9:07 am
The AIFMD went into effect in July of this year, and generally subjects managers marketing alternative investment funds in the EU to heightened reporting and disclosure obligations. [read post]
5 Jun 2012, 8:14 am
Sentencing is scheduled for July 13, 2012. [read post]
5 Jun 2012, 8:14 am
Sentencing is scheduled for July 13, 2012. [read post]
4 Apr 2012, 7:51 am
Many people hedge the risk of early death with life insurance, placed in an irrevocable trust. [read post]
4 Jun 2012, 1:58 am
In the Porsche case, the lower court had dismissed a securities lawsuit brought by numerous hedge funds that entered various swap transactions in the U.S. [read post]
3 Jun 2024, 1:48 am
The Trinity Legal Term will begin on Tuesday 4 June 2024 and will end on Wednesday 31 July 2024. [read post]
15 Apr 2021, 10:56 am
A competing earplug manufacturer, Moldex-Metric brought the suit on behalf of the U.S. government. 3M settled the suit for a penalty of $9.1 million in July of 2018, although it refused to admit liability in any way. [read post]
13 Feb 2024, 9:05 pm
The Wall Street Journal reported that one of the trade groups challenging the SEC’s Private Fund rules – the National Association of Private Fund Managers (NAPFM) – was organized by two hedge funds (Millennium Management and HBK Capital Management) specifically to bring that challenge.[10] It would be a striking coincidence that the NAPFM was organized in Texas, in the Fifth Circuit. [read post]
13 Oct 2009, 2:41 am
Malone referred to options exercises; hedging and hedging transactions; and tax advantages. [read post]
