Search for: "Prudential Bank "
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12 Sep 2024, 9:05 pm
This consolidates APRA’s prudential standards to make its regulatory framework clearer to understand for banks, insurers and superannuation trustees. [read post]
30 Jun 2009, 7:52 am
Full authority to create consistent standards and enforcement with respect to banks and non-banks alike. [read post]
19 Mar 2023, 9:05 pm
They acknowledge two other means of regulating banks—corporate governance measures and prudential regulatory rules—but they view these other mechanisms as insufficient if they are not combined with the effective use of the removal power. [read post]
14 Apr 2010, 3:00 am
We should start financial reform with the goal of prudential, conservative capital requirement thresholds--without regard to the whining of the big banks about the way that will impinge on their profits. [read post]
1 Aug 2012, 2:43 am
Banking scholars focus on solvency crises and banking runs and debate the application of prudential rules on the risk-taking, leverage, and liquidity of intermediaries. [read post]
1 Jun 2009, 1:52 pm
By providing a market for these assets, PPIP will help improve asset values, increase lending capacity for banks, and reduce uncertainty about the scale of losses on bank balance sheets - making it easier for banks to raise private capital and replace the capital investments made by Treasury. [read post]
12 Aug 2012, 7:34 am
Banking scholars focus on solvency crises and banking runs and debate the application of prudential rules on the risk-taking, leverage, and liquidity of intermediaries. [read post]
8 Aug 2012, 4:26 pm
Banking scholars focus on solvency crises and banking runs and debate the application of prudential rules on the risk-taking, leverage, and liquidity of intermediaries. [read post]
3 May 2022, 8:53 am
A Simpler-regime firm would be subject to a simpler, but robust, set of prudential rules in the future. [read post]
31 Jul 2012, 3:12 pm
Banking scholars focus on solvency crises and banking runs and debate the application of prudential rules on the risk-taking, leverage, and liquidity of intermediaries. [read post]
22 Oct 2012, 1:16 am
On 15 October, the Bank of England published "The Bank of England, Prudential Regulation Authority - the PRA's approach to insurance supervision" (available here). [read post]
31 Jul 2012, 1:15 pm
Banking scholars focus on solvency crises and banking runs and debate the application of prudential rules on the risk-taking, leverage, and liquidity of intermediaries. [read post]
30 Jan 2019, 1:03 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities LLC JP Morgan Chase Bank Austin, Aaron LPL Financial LLC M&T Securities, Inc Austin, Phillip… [read post]
2 Apr 2009, 2:01 pm
The era of banking secrecy is over. [read post]
13 Nov 2020, 6:14 am
The report recommends that stress testing be conducted under various climate scenarios, and consideration should be given to how to use existing frameworks by prudential regulators and market regulators. [read post]
14 Jan 2021, 3:26 am
In addition, there has been continued interest amongst prudential supervisors to include the AML agenda in their supervisory remit, particularly in light of the European Banking Authority’s opinion setting out how prudential supervisors should consider money laundering and terrorist financing risks in their supervisory approach. [read post]
15 Jun 2020, 4:00 am
CRA activities will be treated in a consistent manner from bank to bank. [read post]
13 Apr 2011, 8:43 am
Senate Banking Committee hearings on the SEC and CFTC’s implementation of the derivative provisions of Dodd-Frank focused on the end user exemption, regulatory arbitrage and the upcoming Treasury decision whether to exempt foreign exchange swaps. [read post]
16 May 2011, 2:25 pm
This article by me was first published in Retail Banking Review. [read post]
22 Jan 2021, 8:50 pm
While all of the decisions concern Article 11 EMIR requirements, their scope varies depending on the jurisdiction: Australia: draft Article 11 EMIR equivalence decision for Australia recognises the legal, supervisory and enforcement arrangements of Australia for portfolio compression and transaction valuation that are applied to non-centrally cleared derivative transactions regulated by the Australian Prudential Regulation Authority (‘APRA’) as equivalent to the requirements set… [read post]
