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23 Apr 2012, 8:20 am
He said every indication he’s received so far from their prudential regulators is that they intend to strictly apply any new regs promulgated by the CFPB. [read post]
22 Apr 2012, 9:00 pm
Prudential rules and requirements The Central Bank of Curacao and St. [read post]
9 Apr 2012, 1:34 pm
In Australia, non-prudentially regulated institutions include registered financial corporations (RFCs), securitisation vehicles, money market funds and other investment funds. [read post]
9 Apr 2012, 5:00 am
(Disclosure: my company is on the list.) 1 The Blackstone Group Already registered 2 Morgan Stanley Real Estate Investing Already registered 3 Tishman Speyer Registered 4 Colony Capital Already registered 5 Goldman Sachs Real Estate Principal Investment Area Already registered 6 Beacon Capital Partners Registered 7 LaSalle Investment Management Already registered 8 The Carlyle Group Already registered 9 Prudential Real Estate Investors Already registered 10… [read post]
4 Apr 2012, 8:01 am
On 2 April 2012, the UK Financial Services Authority (FSA) moved to a "twin peaks" model of supervision internally, shadowing the split of the FSA into the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) that will occur once the Financial Services Bill comes into force in 2013.The new model will mean that banks, building societies, insurers and major investment firms will have two groups of supervisors, one focusing on prudential… [read post]
4 Apr 2012, 7:42 am
Alternatively, a company is “primarily engaged in financial activities” if its consolidated assets and those of its subsidiaries related to activities that are financial in nature (as defined in section 4(k) of the Bank Holding Company Act of 1956) and, if applicable, related to the ownership or control of one or more insured depository institutions, represent 85 percent or more of the company’s consolidated assets.Subpart B sets forth criteria for making the determination… [read post]
27 Mar 2012, 7:46 pm
Obviously, you can see why those of us who represent banks are concerned. [read post]
25 Mar 2012, 8:25 am
One might argue that there is a prudential carve-out. [read post]
22 Mar 2012, 10:51 am
Corporations such as Panasonic and Prudential Financial have their headquarters here, and eight major banks including three of the state's largest banks. [read post]
21 Mar 2012, 3:06 am
In a surprise move, coming after Senate Republicans killed an amendment to reauthorize the Export-Import Bank, Senate Majority Leader Harry Reid (D-NV) canceled a remaining vote on the bill and called a meeting of Senate Democrats. [read post]
20 Mar 2012, 5:37 pm
It would be for the European Parliament and the Council to decide, in the context of the current review of MiFID, whether, similarly to banks, CSDs should be exempted from certain rules of MiFID. [read post]
15 Mar 2012, 4:36 am
Complaints involving a small bank or a nonbank will be referred “to another federal agency with the authority to handle it,” which presumably means a prudential regulator for a small bank and the FTC for a nonbank. [read post]
15 Mar 2012, 12:48 am
Prudential Plc has sparked a debate about Solvency II, which has featured on the UK evening news. [read post]
12 Mar 2012, 3:38 pm
In addition to their size, continued the senior official, there is also the prospect of substantial connectivity between hedge funds and the major players in the financial industry: prime brokers, banks, securities lenders and other counterparties who write or trade derivatives with hedge funds. [read post]
25 Feb 2012, 11:39 am
Absent legislation, privileged information within a draft CFPB report could lose its privileged status when shared with the prudential regulators, while privileged information in the draft report of a prudential regulator would remain privileged even after being received by the CFPB. [read post]
21 Feb 2012, 5:03 pm
Namely, that firm- specific supervision for banks, insurers and major investment firms will be carried out by two separate entities, one for prudential and one for conduct regulation. [read post]
17 Feb 2012, 8:25 am
Lumping prudential supervision of securities markets into OSFI’s mandate would confuse its specialization and pose a worrisome conflict of interest: would concern about keeping banks healthy lead to over-cautious and ham-fisted interventions in securities markets? [read post]
16 Feb 2012, 3:27 am
“We've seen so many businesses, like retailers and banks, trying to get into that country and finding it difficult,” he notes. [read post]
12 Feb 2012, 11:20 am
The Australian Prudential Regulation Authority has revoked an existing consent for non-regulated financial businesses operating in the short-term money market to describe themselves as ‘merchant banks’. [read post]
8 Feb 2012, 8:29 pm
These insights have important consequences, from banks choosing to correlate their risk exposures to the need for macro-prudential supervision. [read post]
