Search for: "Registered Agents"
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17 Jun 2021, 7:26 am
According to his broker profile, Pizzimenti was registered with Worden Capital Management in New York, NY from November 2016 until December 2019. [read post]
14 Jun 2021, 1:05 pm
The brokerage firms can be held responsible for any losses in a FINRA arbitration claim if it is determined that they failed to properly supervise their agent. [read post]
12 Jun 2021, 10:47 am
— Patentability search by a registered patent attorney at Ward Law Office LLC — PPA review by patent agent Kevin Prince Everyone who attends will receive a link to download Stephen’s book “Sell Your Ideas With or Without a Patent” at no cost. [read post]
11 Jun 2021, 4:00 am
The Congressional and Executive Foreign Lobbying Ban Act seeks to prohibit federally elected lawmakers, senior-level government appointees, and high-ranking military officers from registering as lobbyists for foreign agents after they leave the government. [read post]
10 Jun 2021, 7:57 am
Law enforcement agents therefore would be unable to collect evidence regarding the conversations that criminals were having on their encrypted devices. [read post]
10 Jun 2021, 7:57 am
Law enforcement agents therefore would be unable to collect evidence regarding the conversations that criminals were having on their encrypted devices. [read post]
9 Jun 2021, 3:58 am
Choosing the Best Advisors: Real Estate Agents, Bankers, Accountants, Architects, Contractors, Insurance Agents and Attorneys How to Identify and Value Potential Properties Forming a Purchasing Entity and Banking in the U.S. [read post]
8 Jun 2021, 2:05 pm
by Dennis Crouch The professional conduct of US patent attorneys and agents are governed by the rules regarding “Representation of Others before the United States Patent and Trademark Office” found in the Code of Federal Regulations, Title 37, Part 11. 37 CFR 11.1 – 11.901. [read post]
8 Jun 2021, 11:07 am
The brokerage firms can be held responsible for any losses in a FINRA arbitration claim if it is determined that they failed to properly supervise their agent. [read post]
8 Jun 2021, 9:21 am
The brokerage firms can be held responsible for any losses in a FINRA arbitration claim if it is determined that they failed to properly supervise their agent. [read post]
7 Jun 2021, 12:24 pm
Rockwell, who was registered with Cetera Advisor Networks, reportedly managed investment and retirement accounts for his clients from 2015 until 2018. [read post]
7 Jun 2021, 9:59 am
ANSES also manages the R-Nano register and published an analysis in 2020 that “highlighted the poor quality of the reported data and led ANSES to issue recommendations to declaring companies and to the ministries to consolidate this register and increase its usefulness. [read post]
7 Jun 2021, 9:35 am
Fazaga, the FBI’s petition for review in a case filed against the FBI and several FBI agents by members of the Muslim community in Southern California. [read post]
7 Jun 2021, 8:23 am
By signing the power of attorney, the borrower authorises an agent, to appear before a notary public in his place and stead and to encumber his movable property in favour of the bondholder, in accordance with the terms of the draft notarial bond attached. [read post]
7 Jun 2021, 8:23 am
By signing the power of attorney, the borrower authorises an agent, to appear before a notary public in his place and stead and to encumber his movable property in favour of the bondholder, in accordance with the terms of the draft notarial bond attached. [read post]
4 Jun 2021, 4:00 am
Casino Mogul Steve Wynn Must File as Foreign Agent, U.S. [read post]
4 Jun 2021, 3:58 am
Implementation Implementation often requires bringing on experts, investigators, local IP agents, and/or local government. [read post]
3 Jun 2021, 12:00 pm
” The National Integrity Index – Private Sector 2020 “looks at the corporate disclosure practices of 30 leading companies registered or having significant business operations in Ireland during 2020, and measures, based on the information they disclose to the public, the degree to which they are prepared to address corruption-related risks,” the news release states. [read post]
3 Jun 2021, 8:03 am
The new guidance "elaborates" on rule amendments, adopted by the OAG's Investor Protection Bureau in December 2020, that transitioned filings and payments to standardized national systems.Specifically, the OAG offered the following resources:Broker-Dealer and Securities Registration Information Sheet, which compiles, among other things, the filings to be completed by issuers of securities and broker-dealers participating in a distribution;Guidance on Mandatory Filing of Form D, for… [read post]
3 Jun 2021, 5:42 am
Such assignment must be registered to enforce its validity against third parties. [read post]
