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19 Jan 2016, 9:30 pm by Michael A. Fletcher II
Securities and Exchange Commission (SEC) promises to open a new funding avenue for small businesses. [read post]
On being a China lawyer and on doing business in China I was interviewed last year by Jason Aquino of Scouts Consulting as part of an ongoing interview series on strategy and innovation in business, sports, and national security. [read post]
19 Jan 2016, 6:05 am
Halper is a partner in the Securities Litigation & Regulatory Enforcement Practice Group at Orrick, Herrington & Sutcliffe LLP. [read post]
18 Jan 2016, 8:25 pm by Stephen Bilkis
A delinquency petition filed against the respondent resulted in an admission to unauthorized use of an automobile [Penal Law 165.05[1]]. [read post]
14 Jan 2016, 11:12 am by Mark Astarita
  In both cases, the locate log simply mentioned the term “autolocate” to refer to the start-of-day inventory utilized by the firm’s automated model as the source of securities underlying the grant of a locate.The SEC’s order finds that Goldman Sachs violated Rule 203(b)(1) of Regulation SHO and Section 17(a) of the Securities Exchange Act. [read post]
10 Jan 2016, 6:09 pm by Sabrina I. Pacifici
Mondale, Walter F. and Stein, Robert A. and Fisher, Caitlinrose, No Longer a Neutral Magistrate: The Foreign Intelligence Surveillance Court in the Wake of the War on Terror (January 1, 2016). [read post]
5 Jan 2016, 8:06 am by Kenneth Vercammen Esq. Edison
Any proceeds derived from loans secured by a party’s separate property shall be said party’s separate property.2. [read post]
28 Dec 2015, 2:51 am by Ben
Civ. 1ère, No. 13-23566.March was all about the 'Blurred Lines' in copyright and a US Jury's decision to award $7.3 million to the Estate of Marvin Gaye on the basis that Pharrell Williams and Robin Thicke’s soul-inspired pop song "Blurred Lines" too closely mirrored Gaye’s 1977 single "Got to Give It Up". [read post]
17 Dec 2015, 5:55 am by Adam Weinstein
In sum, BDCs lend to companies that may not otherwise get financing from traditional sources. [read post]
8 Dec 2015, 2:22 pm by Ben Vernia
  The government depends on contractors to feed, clothe, and equip our troops for combat; for the military aircraft, ships, and weapons systems that keep our nation secure; as well as to provide everything that is needed to fund myriad programs at home. [read post]
1 Dec 2015, 11:37 am by Cody M. Poplin
(B) Security clearance Individuals designated pursuant to paragraph (1) shall be persons who are determined to be eligible for access to classified information necessary to participate in matters before the courts. [read post]
30 Nov 2015, 8:28 am by Barbara S. Mishkin
  Effective January 1, 2016 through December 31, 2016, these exemption thresholds remain as follows: Smaller loans exempt from the appraisal requirement for “higher priced mortgage loans,” $25,500 Consumer credit transactions exempt from Truth in Lending Act/Regulation Z, $54,600 (but loans secured by real property or personal property used or expected to be used as a consumer’s principal dwelling and private education loans are covered regardless of… [read post]
20 Nov 2015, 8:00 am by Jack Gravelle
Securities sold under Regulation A+ are not restricted securities and can be freely sold by non-affiliates. [read post]
20 Nov 2015, 8:00 am by Jack Gravelle
Securities sold under Regulation A+ are not restricted securities and can be freely sold by non-affiliates. [read post]
31 Oct 2015, 4:29 pm
”In contrast section 8 of the Representation Agreement Act provides:Test of incapability for standard provisions8  (1) An adult may make a representation agreement consisting of one or more of the standard provisions authorized by section 7 even though the adult is incapable of(a) making a contract,(b) managing his or her health care, personal care or legal matters, or(c) the routine management of his or her financial affairs.(2) In deciding whether an adult is… [read post]
30 Oct 2015, 10:24 am by Rebecca Tushnet
  Pre-1952: Securities laws; FDCA; Wheeler-Lea Act; pre 1976: Drug Industry Act; Truth in Lending Act; state consumer protection laws. [read post]