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2 Dec 2014, 4:15 am
” Ashby Jones’s November 19, 2014 Wall Street Journal article describing the settlement (here) states that Vivendi is among the parties that will be contributing to the settlement payment. [read post]
1 Dec 2014, 4:06 am
” A November 14, 2014 Wall Street Journal op-ed piece by the Institute’s President and presenting the Institute’s position can be found here. [read post]
14 Nov 2014, 5:00 am
The article focuses on the use of corporate fines, questioning whether they are effective: “The SEC and other federal regulators have levied over $125 billion in penalties on Wall Street since the global financial crisis of 2008. [read post]
13 Nov 2014, 4:39 am
Even now that prosecutors are examining repeat offenses on Wall Street, they are likely to seek punishments more symbolic than sweeping. [read post]
6 Nov 2014, 3:03 pm
According to the Wall Street Journal, the error resulted in the resignation of the company’s chief financial officer, Brian Block, and chief accounting officer, Lisa McAlister. [read post]
2 Nov 2014, 11:29 am
State Street Bank & Trust Co., 671 F.3d 585 (6th Cir. 2012). [read post]
23 Oct 2014, 6:29 pm
“The Federal Deposit Insurance Corporation (FDIC) today released the economic scenarios that will be used by certain financial institutions with total consolidated assets of more than $10 billion for stress tests required under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
23 Oct 2014, 11:06 am
” According to the Wall Street Journal, militants associated with ISIS “recaptured a critical hill” four kilometers from Kobani on Thursday. [read post]
23 Oct 2014, 4:18 am
" See, for instance, this Wall Street Journal video "Do You Make $400,000 a Year But Feel Broke? [read post]
21 Oct 2014, 12:27 pm
See, e.g., GM Financial to Benefit from Wall Street Upgrade, Sept 24, 2014. [read post]
20 Oct 2014, 5:59 am
Severe turmoil in financial markets—whether the Panic of 1826, the Wall Street Crash of 1929, or the Global Financial Crisis of 2008—often raises significant concerns about the effectiveness of pre-existing securities market regulation. [read post]
14 Oct 2014, 5:05 am
Most of these statutes, however, provide important exceptions for certain types of financial services industry employers, and / or recognize that financial services employers may have certain criminal background screening obligations imposed by federal law or FINRA The pace of monetary awards by SEC under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) whistleblower program has increased in 2014; the most recent of… [read post]
14 Oct 2014, 5:05 am
Most of these statutes, however, provide important exceptions for certain types of financial services industry employers, and / or recognize that financial services employers may have certain criminal background screening obligations imposed by federal law or FINRA The pace of monetary awards by SEC under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) whistleblower program has increased in 2014; the most recent of… [read post]
9 Oct 2014, 6:38 am
With forced arbitration, Wall Street has given itself a license to steal from the public and evade the law. [read post]
30 Sep 2014, 12:08 pm
The Wall Street Journal reports that the White House has scrambled to clarify the president’s remarks, stating, “ultimately, the president’s commander in chief and he’s the one who takes responsibility. [read post]
19 Sep 2014, 10:39 am
Emily Chasan at The Wall Street Journal posted a good discussion of these concerns here. [read post]
19 Sep 2014, 5:22 am
Similarly, old banking laws may fit poorly with the new globalized financial landscape. [read post]
18 Sep 2014, 6:02 am
[ALM] * Attorney General Holder is offering bigger payouts to Wall Street whistleblowers. [read post]
18 Sep 2014, 4:37 am
In the March 30, 2009 issue of the Wall Street Journal, Johann S. [read post]
10 Sep 2014, 6:39 pm
[Click here to see the rest of this post]Found onRelated articlesWitnesses present divergent settlement figures in Garlock estimation trial (workers-compensation.blogspot.com)What "Lies" Beneath the Wall Street Journal Asbestos Article, Myths and Facts Exposed (workers-compensation.blogspot.com)Garlock trial winds down; judge closes courtroom again (workers-compensation.blogspot.com)Garlock testimony switches to financial liability… [read post]