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2 Dec 2014, 4:15 am by Kevin LaCroix
”  Ashby Jones’s November 19, 2014 Wall Street Journal article describing the settlement (here) states that Vivendi is among the parties that will be contributing to the settlement payment. [read post]
1 Dec 2014, 4:06 am by Kevin LaCroix
” A November 14, 2014 Wall Street Journal op-ed piece by the Institute’s President and presenting the Institute’s position can be found here. [read post]
14 Nov 2014, 5:00 am by Doug Cornelius
The article focuses on the use of corporate fines, questioning whether they are effective: “The SEC and other federal regulators have levied over $125 billion in penalties on Wall Street since the global financial crisis of 2008. [read post]
13 Nov 2014, 4:39 am by SHG
Even now that prosecutors are examining repeat offenses on Wall Street, they are likely to seek punishments more symbolic than sweeping. [read post]
6 Nov 2014, 3:03 pm by D. Daxton White
According to the Wall Street Journal, the error resulted in the resignation of the company’s chief financial officer, Brian Block, and chief accounting officer, Lisa McAlister. [read post]
23 Oct 2014, 6:29 pm by Sabrina I. Pacifici
“The Federal Deposit Insurance Corporation (FDIC) today released the economic scenarios that will be used by certain financial institutions with total consolidated assets of more than $10 billion for stress tests required under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
23 Oct 2014, 11:06 am by Benjamin Bissell
” According to the Wall Street Journal, militants associated with ISIS “recaptured a critical hill” four kilometers from Kobani on Thursday. [read post]
23 Oct 2014, 4:18 am by LindaMBeale
"  See, for instance, this Wall Street Journal video "Do You Make $400,000 a Year But Feel Broke? [read post]
21 Oct 2014, 12:27 pm by LindaMBeale
 See, e.g., GM Financial to Benefit from Wall Street Upgrade, Sept 24, 2014. [read post]
Severe turmoil in financial markets—whether the Panic of 1826, the Wall Street Crash of 1929, or the Global Financial Crisis of 2008—often raises significant concerns about the effectiveness of pre-existing securities market regulation. [read post]
14 Oct 2014, 5:05 am by Epstein Becker Green
  Most of these statutes, however, provide important exceptions for certain types of financial services industry employers, and / or recognize that financial services employers may have certain criminal background screening obligations imposed by federal law or FINRA The pace of monetary awards by SEC under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) whistleblower program has increased in 2014; the most recent of… [read post]
14 Oct 2014, 5:05 am by Epstein Becker & Green, P.C.
  Most of these statutes, however, provide important exceptions for certain types of financial services industry employers, and / or recognize that financial services employers may have certain criminal background screening obligations imposed by federal law or FINRA The pace of monetary awards by SEC under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) whistleblower program has increased in 2014; the most recent of… [read post]
9 Oct 2014, 6:38 am by Joe Consumer
With forced arbitration, Wall Street has given itself a license to steal from the public and evade the law. [read post]
30 Sep 2014, 12:08 pm by Benjamin Bissell
The Wall Street Journal reports that the White House has scrambled to clarify the president’s remarks, stating, “ultimately, the president’s commander in chief and he’s the one who takes responsibility. [read post]
19 Sep 2014, 10:39 am by Robert C. White Jr.
Emily Chasan at The Wall Street Journal posted a good discussion of these concerns here. [read post]
19 Sep 2014, 5:22 am by Guest Blogger
Similarly, old banking laws may fit poorly with the new globalized financial landscape. [read post]
18 Sep 2014, 6:02 am by Joe Patrice
[ALM] * Attorney General Holder is offering bigger payouts to Wall Street whistleblowers. [read post]
18 Sep 2014, 4:37 am by Kevin LaCroix
In the March 30, 2009 issue of the Wall Street Journal, Johann S. [read post]
10 Sep 2014, 6:39 pm by Jon Gelman
[Click here to see the rest of this post]Found onRelated articlesWitnesses present divergent settlement figures in Garlock estimation trial (workers-compensation.blogspot.com)What "Lies" Beneath the Wall Street Journal Asbestos Article, Myths and Facts Exposed (workers-compensation.blogspot.com)Garlock trial winds down; judge closes courtroom again (workers-compensation.blogspot.com)Garlock testimony switches to financial liability… [read post]