Search for: "Working Group on Securities Disclosure Authority"
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17 Nov 2014, 10:05 am
Readers must engage properly qualified legal counsel to secure legal advice about the rules discussed in light of specific circumstances. [read post]
10 Jul 2018, 5:17 pm
REcoin Group, et al., and In re Munchee, Inc.). [read post]
5 Jan 2020, 2:52 pm
The number of standalone state court securities suit filings even further increases the total number of securities suits filed during 2019. [read post]
1 Feb 2024, 6:19 pm
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy If you or someone else you know would like to receive future updates about developments on these and other concerns, please be sure that we have your current contact information including your preferred e-mail by creating your profile here. [read post]
6 Apr 2010, 6:59 am
In an M&A transaction, privately held illiquid securities can be exchanged for public company securities of the purchaser (freely tradable or restricted securities) or for securities of another private issuer (subject to resale restrictions). [read post]
2 Feb 2018, 7:44 am
The United Nations continues this work through its many mandate holders. [read post]
5 Sep 2014, 5:00 am
With each of these exercises, students worked by themselves for a short period, and then presented their work to the group. [read post]
5 Sep 2014, 5:00 am
With each of these exercises, students worked by themselves for a short period, and then presented their work to the group. [read post]
4 Sep 2022, 12:57 pm
But as we suggested in a recent post, Do Something about Slavery in Your Business Supply Chain, such no longer passes muster in 2022, and such is not limited to Great Britain and Australia where modern slavery business practice disclosures are regulated by those governments and mandate including forced labor imposed by state authorities in those business practices. [read post]
6 Jan 2015, 4:14 am
While the proposed legislation remains pending, institutional investors are mounting a concerted effort in support of legislative action in Delaware “to curtail the spread of so-called ‘fee-shifting’ bylaws,” while business groups are conducting a campaign opposing the legislation. [read post]
5 Feb 2023, 11:39 pm
So far, the financial markets have shown resistance to these challenges, but the AFM notes that (certain groups of) households continue to be vulnerable and that financial services providers will need to pay extra attention to their duty of care. [read post]
30 Jan 2024, 9:50 am
I would like to thank the authors for allowing me to publish their article as a guest post on this site. [read post]
30 May 2012, 1:35 pm
Several groups of investors with about $1 trillion in assets under management commented on the IEA report and said they are "seeing much they can support. [read post]
21 Mar 2013, 2:31 pm
She also is a widely published author and highly regarded speaker on these matters. [read post]
10 Mar 2013, 6:46 pm
She also is a widely published author and highly regarded speaker on these matters. [read post]
8 Mar 2013, 1:24 pm
She also is a widely published author and highly regarded speaker on these matters. [read post]
4 Apr 2011, 5:38 pm
Her experience includes extensive work helping employers implement, audit, manage and defend wage and hour and other workforce and internal controls policies, procedures and actions. [read post]
28 Nov 2012, 4:51 pm
She also is a widely published author and highly regarded speaker on these matters. [read post]
11 Jan 2021, 1:48 pm
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
4 Jul 2009, 11:26 am
This makes it difficult for hedge fund managers to really know exactly what is required in each state unless they have representation from a specialized compliance group or hedge fund attorney. [read post]
