Search for: "ACTIVE STOCK FUND E"
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13 Sep 2010, 1:04 am
High Capital Funding LLC, headed by Frank E. [read post]
5 Aug 2016, 6:27 am
Klingsberg, Cleary Gottlieb Steen & Hamilton LLP, on Wednesday, August 3, 2016 Tags: Antitrust, Beneficial owners, Disclosure, DOJ, Exchange Act, Hart-Scott-Rodino Act, Proxy contests, Schedule 13D,SEC, SEC rulemaking, Securities enforcement, Securities regulation, Shareholder activism, Shareholder communications, Shareholder proposals, ValueAct Capital Race and Gender Inequality in the Boardroom Posted by Matthew E. [read post]
11 Oct 2010, 6:22 pm
The husband of a Pelosi aide bought around $4,700 of Fannie and Freddie stock and resold it later the same day — two days before the Fed authorized emergency funding to the two firms — for a $2,000 (43%) gain. [read post]
14 Oct 2014, 10:09 am
Investment Company Exception The third exception permits an individual, registered fund – or a series of such fund − to participate in an offering of an equity security regardless of whether another series of the registered fund or an affiliated registered fund sold short during the restricted period.1 Robust Compliance During this most recent announcement, Andrew Ceresney, director of the SEC’s Division of Enforcement, stated: Rule 105 is an… [read post]
11 Feb 2022, 6:11 am
Harris, and Claire Schupmann, Cleary Gottlieb Steen & Hamilton LLP, on Saturday, February 5, 2022 Tags: Climate change, Engine No. 1, ESG, Institutional Investors, Shareholder activism, Shareholder proposals, Shareholder voting, Stakeholders, Sustainability Statement by Chair Gensler on Money Market Funds, Open-End Bond Funds, and Hedge Funds Posted by Gary Gensler, U.S. [read post]
6 May 2016, 6:15 am
Nazareth and Margaret E. [read post]
23 Feb 2017, 5:40 am
Leo E. [read post]
20 Jan 2017, 3:00 am
Consider these words from perhaps the wisest investor of all, Warren E. [read post]
16 May 2009, 5:00 am
Gates, Sr. 36,000 221,895 0 0 257,895 Hamilton E. [read post]
15 Sep 2009, 11:02 am
"In relation to this legal activity, GSK's legal team would like to provide potential expert witnesses with various study reports including your Slone Epidemiology Center report that you prepared and provided to GSK in January 2006," the e- mail said. [read post]
14 Mar 2020, 6:21 am
Posted by Kai Haakon E. [read post]
21 Nov 2011, 7:00 am
Marketing expert witness Don E. [read post]
11 Jun 2007, 4:35 pm
Individual directors undoubtedly have direct business mailing addresses, telephone numbers, faxes, and e-mail addresses. [read post]
22 Feb 2023, 1:07 pm
According to a recent Government Accountability Office (GAO) report on litigation funding (written at Congress’ behest), “[e]xperts GAO spoke with identified gaps in the availability of market data on third-party litigation financing, such as funders’ rates of return and the total amount of funding provided,” and noted that no government body is aware of who is funding these cases, who is influencing or controlling them, or what… [read post]
4 Oct 2019, 6:00 am
Katz and Laura McIntosh, Wachtell, Lipton, Rosen & Katz, on Friday, September 27, 2019 Tags: Business Roundtable, Hedge funds, Investor horizons, Long-Term value, Securities regulation, Shareholder activism, Shareholder primacy, Short-termism Taking Significant Steps to Modernize Our Regulatory Framework Posted by Jay Clayton, U.S. [read post]
7 May 2021, 6:15 am
A Flesh-and-Blood Perspective on Hedge Fund Activism and Our Strange Corporate Governance System by Leo E. [read post]
29 Feb 2024, 4:14 pm
., (2) Jardine Cycle & Carriage Ltd and (3) PT Astra International Tbk from the Government Pension Fund Global due to unacceptable risk of the company contributing to or being responsible for severe environmental damage, ref. the conduct-based criterion in the Guidelines for Observation and Exclusion from the Government Pension Fund Global § 4 e. [read post]
21 Jun 2019, 6:42 am
Defined Contribution Plans and the Challenge of Financial Illiteracy Posted by Jill E. [read post]
23 Feb 2018, 6:14 am
Posted by Craig Doidge (University of Toronto), on Wednesday, February 21, 2018 Tags: Capital formation, Capital markets, Disclosure, Equity capital, Firm valuation, GAAP, IPOs, Payouts, Private equity, Private firms, Public firms, R&D, Repurchases SEC Year-in-Review and a Look Ahead Posted by Alex Janghorbani and Anne E. [read post]
14 Jun 2011, 8:15 am
As required by law, Janus Investment Fund registered prospectuses, etc., with the SEC as part of its investment activities. [read post]
