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11 Jun 2011, 5:10 am by Steven M. Gursten
I’m hoping the new rule will now put some long-needed safeguards on attorney solicitation and legal advertising. [read post]
14 Mar 2007, 3:41 pm
The rule, D.R. 1200 (b) states:For purposes of this section "solicitation" means any advertisement initiated by or on behalf of a lawyer or law firm that is directed to, or targeted at, a specific recipient or group of recipients, or their family members or legal representatives, the primary purpose of which is the retention of the lawyer or law firm, and a significant motive for which is pecuniary gain. [read post]
12 Dec 2007, 11:10 pm
Thus, he goes beyond the mere advertising, and into outright solicitation of an individual. [read post]
6 Feb 2024, 10:55 am by Dennis Dimka
Advertising and Solicitation (Rule 7.2): Lawyers are allowed to advertise their services through written, electronic, or other media as long as the advertising complies with the rules of professional conduct. [read post]
12 Jul 2013, 6:15 am by Doug Cornelius
The SEC released the final rule lifting the ban on general solicitation and advertising for private placements. [read post]
6 Nov 2019, 9:00 am by Doug Cornelius
In addition to modifying the advertising rule, the SEC is including a revision to the cash solicitation rule, Rule 206(4)-3. [read post]
28 Sep 2006, 1:48 am
Where are the PPC ads soliciting this group of potential plantiffs? [read post]
10 Jul 2013, 2:47 pm by Megan Muir
  The proposed rules regarding additional filing requirements and other safeguards in connection with offerings conducted using general solicitation or advertising can be found here. [read post]
11 Jul 2013, 2:05 pm by Erin F. Siegfried
On July 10, 2013, the Securities and Exchange Commission adopted a new rule to eliminate the ban on general solicitation and general advertising for certain private securities offerings, as required by Section 201(a) of the JOBS Act. [read post]
10 Jul 2010, 6:21 am by Margaret Grisdela
Out of state attorneys should pay attention as well, since The Florida Bar's attorney advertising rules apply broadly to "lawyers admitted to practice law in Florida who solicit or advertise for legal employment in Florida or who target solicitations or advertisements for legal employment at Florida residents. [read post]
The JOBS Act directed the SEC to amend its rules to permit general solicitation or general advertising in connection with private offerings of securities under Rule 506 of Regulation D (“Rule 506”) [1] under the Securities Act of 1933 (the “Securities Act”) provided that that all purchasers of the securities are accredited investors (because either they fall within one of the categories of persons who are accredited investors or the issuer reasonably… [read post]
4 Sep 2015, 6:38 am by Matthew L.M. Fletcher
Please note, they are advertised as 100% Indian Small Business Economic Enterprise Set-aside in accordance with the Buy Indian Act. [read post]
26 Oct 2011, 5:38 pm by James Hamilton
The Access to Capital for Job Creators Act, HR 2940, would thereby remove the regulatory ban that prevents small, privately held companies from using advertisements to solicit investors. [read post]
31 Aug 2012, 12:12 pm by Jack J. Gravelle
Earlier this week the SEC voted 4-1 to implement rules required by the Jumpstart Our Business Startups (JOBS) Act to remove Regulation D's prohibition on general solicitation and general advertising in offers and sales made to accredited investors under Rule 506. [read post]
16 Oct 2021, 9:54 am by Alexandra L. Arko
Advertisers will pay a price if they engage in these deceptive practices. [read post]
22 Sep 2013, 8:35 pm by Megan Muir
See also the SEC’s Fact Sheet regarding the lifting of the ban on general solicitation and advertising. [read post]
11 Jul 2013, 5:30 am by Doug Cornelius
Sources: Final Rule: Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings (.pdf) Release No. 33-9415; No. 34-69959; No. [read post]