Search for: "Alabama Securities Commission"
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23 Mar 2022, 7:50 am
Smith was prosecuted for theft of trade secrets in the Northern District of Florida but Smith had remained in Alabama during the commission of the crime where Smith was located when he took the trade secrets. [read post]
1 Dec 2022, 1:58 pm
********************** On November 16, 2022, Dell Technologies Inc. reached a $1 billion settlement with shareholders, according to a recently filed 8-K filed with the U.S Securities and Exchange Commission. [read post]
15 Dec 2017, 2:12 pm
Borg is also director of the Alabama Securities Commission. [read post]
22 Oct 2020, 10:49 am
The Supreme Court voted 5-3 last night to allow Alabama officials to ban curbside voting for people with disabilities and coronavirus concerns, writes the Washington Post. [read post]
8 Jan 2018, 2:38 pm
” Joseph Borg, NASAA president and director of the Alabama Securities Commission, is quoted in the statement as saying that investors should go beyond the “headlines and hype” to learn about risks associated with these investments. [read post]
12 May 2022, 9:03 pm
IN THE NEWS An Alabama law that bans gender-affirming care for individuals under 19 years old took effect on May 8, 2022. [read post]
7 Feb 2017, 3:48 pm
The domestic powers would have to be approved by Congress, such as limitations on habeas, domestic warrantless surveillance, and an internal security act. [read post]
31 May 2018, 6:00 am
Last month, South Dakota and Alabama became the final two states to enact a data breach notification law. [read post]
25 Nov 2019, 6:50 am
Five states—Alabama, Colorado, Kansas, Louisiana, and Texas—could be good bets. [read post]
22 Jun 2018, 6:01 am
Securities & Exchange Commission, on Tuesday, June 19, 2018 Tags: Accountability, Banks, Broker-dealers, Compliance & ethics, Corporate culture, Disclosure, Financial institutions, Financial regulation, Securities regulation Sandbagging in Delaware Posted by Daniel E. [read post]
22 Jun 2015, 5:00 pm
Ross was charged with aggravated assault because of his alleged use of a firearm during the commission of an assault. [read post]
14 Nov 2007, 12:50 am
Temporary Commission on Korea, and recommended that elections be held throughout the country in March 1948.... 1954, Condoleezza Rice was born in Birmingham, Alabama. [read post]
17 Jun 2010, 5:27 am
Securities and Exchange Commission have brought criminal charges and civil claims against Lee B. [read post]
30 Jun 2005, 3:42 am
Professor Garrett has also worked for the Securities and Exchange Commission in Washington, D.C. and she was in private practice in Tulsa, Oklahoma. [read post]
20 Jun 2012, 10:41 am
By early 2010, the Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), the Alabama Securities Commission, the Kentucky Department of Financial Institutions, the Mississippi Secretary of State's Office and the South Carolina Office of the Attorney General had all filed charges against Morgan Keegan and several of its employees for fraudulent activity in connection with all of the RMK funds. [read post]
13 Apr 2017, 7:52 am
CFP Board Disciplinary Actions STATE NAME LOCATION DISCIPLINE Alabama Charles J. [read post]
18 Jun 2012, 11:42 am
Teers made more than $600,000 in commissions from the buying and sale of bonds on behalf of H&H. [read post]
18 Jul 2011, 3:46 pm
Army troops were deployed in Samson, Alabama on March 10, 2009. [read post]
20 Jul 2011, 5:56 pm
Army troops were deployed in Samson, Alabama on March 10,2009. [read post]
15 Jul 2020, 1:25 pm
Eric Dexheimer, now at the Houston Chronicle, had good coverage of this back in 2009.In counties with less than 200,000 people, security officers for private colleges can be licensed through a local-area Sheriff or police department as "adjunct police officers" - up to 50 per institution.Police employed by the Alabama Coushatta and Kickapoo tribes can be commissioned by TCOLE. [read post]
