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23 Oct 2020, 9:53 am
Clark Hutchison, director of the CFTC’s Division of Clearing and Risk, noted that the final rule establishes a floor to be levied by clearinghouses or intermediaries, who will be free to set higher margin amounts if they feel it is appropriate for the mitigation of risk.Hutchison said that the issue of harmonizing the margin requirement was first raised by OneChicago LLC, which operated a security futures exchange, in 2008, when it requested that the CFTC and SEC conduct a joint rulemaking to… [read post]
24 Sep 2020, 8:33 am
The final amendments change Rule 14a-8(b) by replacing the current ownership threshold, which requires holding at least $2,000 or 1 percent of a company’s securities for at least one year, with three alternative thresholds. [read post]
25 Aug 2020, 5:02 am
[B.] [read post]
23 Jul 2020, 3:08 am
The rules were adopted by a 3-1 vote, with Commissioner Allison Herren Lee issuing this dissenting statement. [read post]
17 Jul 2020, 5:51 am
Schwarcz (Duke University), on Monday, July 13, 2020 Tags: Bailouts, Banks, CARES Act, COVID-19, Financial crisis, Financial institutions, Financial regulation, Macroeconomics, Systemic risk Chancery Court Sustains Breach of Fiduciary Duty Claims Against Nonparty to LLC Agreement Posted by Taylor B. [read post]
7 Jul 2020, 8:24 am
Sullivan Jr., Harvard Law School Kian Tajbakhsh, Columbia University Zephyr Teachout, Fordham University Cynthia Tucker, University of South Alabama Adaner Usmani, Harvard University Chloe Valdary Lucía Martínez Valdivia, Reed College Helen Vendler, Harvard University Judy B. [read post]
28 Jun 2020, 12:05 am
This week's list of the Top 5 Recent Tax Paper Downloads is the same as last week's list: [335 Downloads] Taxation of the Digital Economy: Preliminary Analysis of OECD Pillar 1 Impact Assessment + KPMG Transfer Pricing Study of Amounts B & C, by Allison Christians (McGill) [293 Downloads] The... [read post]
23 Jun 2020, 7:53 am
PhD, MPH*; Curry, Allison E. [read post]
20 Jun 2020, 10:39 am
Cameron Kerry and John B. [read post]
28 May 2020, 6:36 am
Posted by Allison Bennington, SEC Investor-as-Owner Subcommittee, on Thursday, May 28, 2020 Editor's Note: Allison Bennington is a member of the SEC Investor-as-Owner Subcommittee. [read post]
15 May 2020, 11:44 am
Contents include:Ray Acheson, Gender-Based Violence and the Arms Trade Allison Pytlak, Are Arms Trade Treaty Meetings Being Used to Their Full Potential? [read post]
11 May 2020, 8:18 pm
The committee also approved the third subtopic: the proposed provisions that would align the financial disclosures required for non-accredited investors under Rule 506(b) with those under Regulation A. [read post]
12 Apr 2020, 8:54 pm
Sean B. [read post]
10 Apr 2020, 6:01 am
Silk, and David B. [read post]
4 Apr 2020, 6:42 am
Rather, the controversy arises out of the potential exemption of these companies from the obligation to obtain a SOX 404(b) auditor attestation on ICFR, a requirement that is viewed as critical investor protection by its advocates, but is anathema to many supporters of deregulation. [read post]
3 Apr 2020, 5:40 pm
(b-3.5) Net income. [read post]
13 Mar 2020, 6:31 am
Gerber, and Edward B. [read post]
31 Jan 2020, 3:00 am
Commissioner Allison Herren Lee issued a dissenting statement criticizing the proposal for ignoring “the elephant in the room” – climate change disclosure. [read post]
16 Jan 2020, 10:45 am
Allison and Dr. [read post]
12 Nov 2019, 11:08 am
The hearing will feature testimony from William B. [read post]
