Search for: "American Equities Management, LLC"
Results 101 - 120
of 326
Sort by Relevance
|
Sort by Date
18 Mar 2021, 8:09 am
First, the NYSE believes that the SEC should consider shortening the delay for 13F reporting by institutional investment managers of their long positions in equities and listed options from the current 45 days after the end of the calendar quarter. [read post]
1 Mar 2021, 6:56 am
In the Non-Performing Loans (“NPLs”) sphere, KEDIPES is the company responsible for managing NPLs with licences from the Central Bank of Cyprus. [read post]
28 Jan 2021, 8:30 pm
It also said it will only accept gifts from U.S. citizens, lawfully admitted permanent residents, and American corporate entities and associations. [read post]
27 Jan 2021, 11:22 am
After Ameriprise discovered her misconduct and fired her, Hsu founded American Capital Trading Group LLC and American Capital Republic, Inc., where she sought out and defrauded additional investors. [read post]
22 Jan 2021, 1:00 pm
Publicly-available forms filed with the SEC list the following firms as receiving sales compensation for selling The Parking REIT: Accelerated Capital Group; Centaurus Financial, Inc.; Coastal Equities, Inc.; Crown Capital Securities, L.P.; Forest Securities, Inc.; Great Point Capital LLC; NI Advisors; Sandlapper Securities, LLC; Whitehall-Parker Securities, Inc. [read post]
14 Jan 2021, 9:14 am
The OCC conditionally approved the charter, meaning Anchorage had to agree to comply with certain capital and liquidity requirements, as well as the OCC’s risk management rules, the release stated. [read post]
Guest Post: Halliburton II Price Impact Defenses Can Limit Severity on Deficient Exchange Act Claims
12 Jan 2021, 2:19 pm
In today’s restricted business environment, the trial bar is winning a costly multi-front war on directors and officers that are focused on managing public corporations to get America back to work in the wake of the COVID-19 pandemic. [read post]
30 Dec 2020, 7:55 am
, manages what may be one of the most advanced courts in the country for delivering justice online. [read post]
6 Nov 2020, 6:30 am
SEC Brings Enforcement Action Against Fund Manager for Single 13D Violation Posted by Eleazer Klein, Adriana Schwartz, and Clara Zylberg, Schulte Roth & Zabel LLP, on Friday, October 30, 2020 Tags: Asset management, Disclosure, Fund managers, Institutional Investors, Ownership, Private funds, Schedule 13D, Securities enforcement, Securities regulation Proposed HSR Rule Change Would Benefit Activists Posted by Steve… [read post]
5 Nov 2020, 7:35 am
“This is a strong regulatory tightening signal,” Shujin Chen and Alfred He, equity analysts at brokerage Jefferies, said in a report for investors. [read post]
3 Nov 2020, 7:23 am
Scott Silver, Silver Law Group’s managing partner, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice and represents investors across the country in securities investment fraud cases. [read post]
26 Oct 2020, 2:00 am
Domino’s Pizza, LLC, in 2017, a case that determined that as a website, Domino’s had to provide accessibility features guaranteed in the Americans with Disabilities Act (ADA). [read post]
26 Oct 2020, 2:00 am
Domino’s Pizza, LLC, in 2017, a case that determined that as a website, Domino’s had to provide accessibility features guaranteed in the Americans with Disabilities Act (ADA). [read post]
22 Oct 2020, 2:02 pm
American Panel Corp., 743 F.3d 287, 293 (1st Cir. 2014) (discussing when lost profit damages may be considered direct or consequential); see also Kerr S.S. [read post]
9 Oct 2020, 7:54 am
Given that the plan would be in the form of an LLC agreement, however, the SROs propose that certain of the plan's provisions concerning solely the company's operation as an LLC will require a majority vote of the members as opposed to a majority vote of the operating committee. [read post]
2 Oct 2020, 11:00 am
ACLU National Office Senior Advisor, Affiliate Equity Programs in the Affiliate Support and Nationwide Initiatives Department, National office, New York, NY. [read post]
23 Sep 2020, 8:43 am
Scott Silver, Silver Law Group’s managing partner, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice. [read post]
23 Sep 2020, 7:45 am
Investments are made through Cardone Capital’s equity funds, such as Cardone Equity Fund V, LLC (Fund V) and Cardone Equity Fund VI, LLC (Fund VI). [read post]
20 Sep 2020, 8:21 pm
Insight Equity AP X Co., LLC, et al., C.A. [read post]
25 Aug 2020, 6:01 am
Circuit Natalie Worsfold, Co-Creator, CounterMeasure; Product Manager, Counter Tax Lawyers Bob Young, Founder, Lulu Press Rachel Zahorsky, Director of Marketing and Senior Leader, Novus Law LLC To view profiles of each of the winners and to learn more about the Fastcase 50 award, visit http://www.fastcase.com/fastcase50 [read post]
