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Weekly Roundup: July 12-18, 2019
19 Jul 2019, 5:57 am
Posted by Steve Wolosky, Andrew Freedman, and Ron Berenblatt, Olshan Frome Wolosky LLP, on Saturday, July 13, 2019 Tags: Banks, Boards of Directors, Controlling shareholders, Council of Institutional Investors, Federal Reserve, Financial institutions, Financial regulation, Proxy contests, Shareholder activism, Shareholder voting The Test of Time: Adapting to a New Era of Executive Compensation Posted by Amit Batish, Equilar… [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
In June 2019 FINRA Suspends Registered Individuals for Failures to Comply with FINRA Rules
1 Jul 2019, 12:43 pm by Silver Law Group
  Citigroup Global Markets Inc   Merrill Lynch, Pierce, Fenner & Smith Inc Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Law and Media Round Up – 24 June 2019
23 Jun 2019, 4:25 pm by INFORRM
Global Voices had an article. [read post]
Inforrm\'s Blog - https://inforrm.wordpress.com/
Weekly Roundup: June 7–13, 2019
14 Jun 2019, 6:18 am
Blurred Lines: Government Involvement in Corporate Internal Investigations and Implications for Individual Accountability Posted by Andrew Bauer, Jonathan Green, and Sara D’Amico, Arnold & Porter Kaye Scholer LLP, on Friday, June 7, 2019 Tags: Banks, Deutsche Bank, DOJ, Financial institutions, Financial regulation, LIBOR, Securities enforcement, U.S. federal courts Board Development and Director Succession Planning in the… [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: May 17–23, 2019
24 May 2019, 6:01 am
Smith and Andrew J. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
FINRA Disciplinary Actions for May 2019 Name Registered Individuals Suspended for Failing to Comply with FINRA Rules
23 May 2019, 7:43 am by Silver Law Group
According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Bethan, Frank   Quest Capital Strategies, Inc   Wells Fargo Clearing Services, LLC   Cody, Jill   Concorde Investment Services, LLC   Westminster Financial Securities, Inc   Cody, Richard   IFS… [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Weekly Roundup: January 18-24, 2019
25 Jan 2019, 5:58 am
Hawke, Arnold & Porter Kaye Scholer LLP , on Thursday, January 24, 2019 Tags: Algorithmic trading, Broker-dealers, Compliance and disclosure interpretation, Confidentiality, Dark pools, Exchange Act, High-frequency trading, SEC, SEC enforcement, Securities Act, Securities enforcement, Securities regulation Global Antitakeover and Antiactivist Devices Posted by Kobi Kastiel (Tel Aviv… [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Hotel Data Breach Case Heads to Eleventh Circuit
23 Jan 2019, 5:51 am by Michael S. Levine and Daniel Hentschel
Rosen Millennium Inc. [read post]
Hunton Insurance Recovery Blog - https://www.huntoninsurancerecoveryblog.com/
CFPB v. National Collegiate Student Loan Trusts: Numerous Interventions finally approved, but where are the parties to the (proposed) Consent Judgment?
31 Oct 2018, 2:20 pm by Wolfgang Demino
Sheikh, Venable LLP, ro hac vice.Waterfall Eden Master Fund, Ltd., Intervenor, represented by Andrew Dieter Cordo, Ashby & Geddes, Michael Hanin, Kasowitz Benson Torres LLP, pro hac vice & Uri Itkin, Kasowitz Benson Torres LLP, pro hac vice.Waterfall Delta Offshore Master Fund, LP, Waterfall Sandstone Fund, LP., Baldr Sherwood Fund, Inc., One William Street Capital Master Fund, Ltd., OWS ABS Master Fund II, L.P., OWS COF I Master, L.P., OWS Credit Opportunity I, LLC, OWS… [read post]
Texas Debt Suit Defense 101 - http://debt-suit-litigation-in-texas.blogspot.com
Legislation to implement the Trans Pacific Partnership passes through Australian Parliament
17 Oct 2018, 6:12 pm by Andrew Hudson
More detail on the detail of the TPP-11, its benefits for industry and the terms of its implementation to secure the benefits will be provided in the near future, including at the Customs Brokers and Forwarders Council of Australia Inc. [read post]
Regulating for Globalization - http://regulatingforglobalization.com/
ADC releases interim report identifying circumvention on certain aluminium extrusions
12 Sep 2018, 4:12 pm by Andrew Hudson
I spoke at length on some of these issues at the recent Customs Brokers and Forwarders Council of Australia Inc. [read post]
Regulating for Globalization - http://regulatingforglobalization.com/
Weekly Roundup: June 22-28, 2018
29 Jun 2018, 6:04 am
Groner, Israel David, and Andrew B. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Fifth Circuit tells pro se foreclosure plaintiffs in 2nd appeal that their claims shall remain in federal court after removal from state court
18 Jun 2018, 5:27 pm by Wolfgang Demino
Atlas Global Grp., L.P. [read post]
Texas Debt Suit Defense 101 - http://debt-suit-litigation-in-texas.blogspot.com
77 former government officials and professors remind Assistant AG Delrahim of long-standing U.S. policy on standard-essential patents
18 May 2018, 3:56 am by Florian Mueller
Indian Head, Inc., 486 U.S. 492, 503 (1988). [read post]
FOSS Patents - http://www.fosspatents.com
Law and Media Round Up – 7 May 2018
7 May 2018, 3:52 am by INFORRM
The SEC has published a statement on the exposure of public sector companies to cyber security risks and imposed a $35m penalty to investment company Altaba Inc. [read post]
Inforrm\'s Blog - https://inforrm.wordpress.com/
FINRA Bars Registered Individuals in March 2018 for Violations of FINRA Rules
4 Apr 2018, 7:33 am by Silver Law Group
Lampe   Morgan Stanley   Citigroup Global Markets Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
[David B. Kopel] The Million Mom March: Mass Mobilization Against Guns
22 Mar 2018, 8:04 pm by David B. Kopel
Worse, the biggest of the gun control groups, Handgun Control, Inc. [read post]
The Volokh Conspiracy - http://www.volokh.com/
The Week That Was: All of Lawfare in One Post
3 Mar 2018, 10:17 am by William Ford
Andrew Keane Woods summarized and analyzed the oral arguments. [read post]
Lawfare - http://www.lawfareblog.com/
Weekly Roundup: February 23–March 1, 2018
2 Mar 2018, 6:09 am
Securities and Exchange Commission, on Tuesday, February 27, 2018 Tags: Arbitration, Charter & bylaws, Class actions, Institutional Investors, Investor protection, IPOs, Retail investors, Securities Act, Securities litigation, Securities regulation, Settlements, Shareholder rights An Overview of U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Wednesday round-up
28 Feb 2018, 4:13 am by Edith Roberts
” At his eponymous blog, Ross Runkel looks at New Prime Inc. v. [read post]
SCOTUSblog - http://www.scotusblog.com/